Current jobs related to Business Risk Specialist- Monitoring - Singapore - Bank of Singapore
-
Threat Monitoring Specialist
2 weeks ago
Singapore Emergent Risk International Full timeEmergent Risk International (ERI) is seeking to hire a **Threat Monitoring Specialist** in Singapore to join an existing global threat monitoring and analysis team embedded with one of our clients, a major technology company. The Threat Monitoring Specialist will preferably have experience working in threat monitoring for a public or private sector entity,...
-
Risk Specialist
7 days ago
Singapore Bank of Singapore Full time-Bank of Singapore Singapore Posted 7 hours ago Permanent Competitive - Risk Specialist - Business Monitoring & Surveillance (Associate/ Senior Associate)- At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people...
-
Business Risk Specialist
2 weeks ago
Singapore Bank of Singapore Full timeBusiness Risk Specialist - Monitoring & Assurance (Assistant Manager/Manager) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal...
-
Business Risk Specialist
3 days ago
Singapore Bank of Singapore, Asia's Global Private Bank Full timeBusiness Risk Specialist - Monitoring Rules Development (Manager) Join to apply for the Business Risk Specialist - Monitoring Rules Development (Manager) role
-
Business Risk Specialist- Monitoring
6 days ago
Singapore Bank of Singapore Full timeBusiness Risk Specialist - Monitoring & Assurance (AVP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...
-
Risk Specialist
2 weeks ago
Singapore Bank of Singapore Full timeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...
-
Risk Specialist, Business Monitoring and
2 weeks ago
Singapore Bank of Singapore Full timeAt Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...
-
Client Management, Benefits Solutions
3 days ago
Singapore Specialist Risk Group Full timeGet AI-powered advice on this job and more exclusive features. Specialist Risk Group (SRG) is a company that specializes in creating solutions to challenging risk
-
Business Risk Specialist
2 days ago
Singapore THE EDGE CONTRACTING SERVICES PTE. LTD. Full time**Business Risk Specialist - 6 Months Contract - Singapore** We are looking for a meticulous and independent **Business Monitoring Analyst**to join our Private Banking Compliance team on a 6-month contract. This role focuses on **front office conduct monitoring**, **voice log reviews**, and **post-trade surveillance**to ensure alignment with regulatory and...
-
Gwm Credit Risk Monitoring Specialist
1 week ago
Singapore UBS Full timeSingapore - Risk - Group Functions **Job Reference #** - 266821BR **City** - Singapore **Job Type** - Full Time **Your role** - Do you like working in a dynamic team environment and handle challenges? Are you keen to start a career in risk management? We looking for a risk control specialist in Wealth Management to: - Monitor daily client positions and...
Business Risk Specialist- Monitoring
2 weeks ago
Business Risk Specialist
- Monitoring & Assurance (Manager/AVP)
At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today
**GENERAL DESCRIPTION**
This position within the Business Risk Management department is responsible to perform the Monitoring & Assurance (M&A) reviews in accordance with the M&A framework with a set of globally aligned methodologies, as well as location specific reviews.
**MAIN DUTIES**
- Conduct sampling and reviews based on a risk-based program to assess that client facing staff meets the regulatory requirements and internal policy requirements, primarily on fair dealing practices, client suitability, sales and dealing practices, staff conduct matters, pricing, periodic reviews, and gift and entertainment controls.
- Analyse and identify any potential gaps in existing operational procedures
- Analyse data to identify any potential emerging risk and systemic trends from the M&A exceptions result and propose mitigating actions
- Maintain internal documentation as evidence of work done.
- Explain M&A findings to staff and/or team being monitored.
- Manage stakeholders' expectations and ensure timely escalation.
- Participate in internal investigation especially relating to matters concerning staff misconduct issues.
- Consolidate and prepare surveillance findings and management reports to Senior Management.
- Collaborate with Front Office and functions within Risk department.
- Drive and/or participate in Bank's or departmental projects.
- Coordinate internal training for Client Facing Staff.
- Review the framework and methodology to align with the regulatory / market environment.
- Continuous collaboration on the enhancement to the monitoring & surveillance procedures with global offices.
**Qualifications**
**WORK EXPERIENCE REQUIREMENTS**
- Minimum 3 years of experience in Audit, Risk and Control or Compliance function, preferably in Private Banking environment
- Good knowledge of regulatory and compliance requirements such as fair dealing practices
- High level of integrity, independent, adaptable and committed with high level of initiative
- Needs to be inquisitive and have strong analytical skills and attention to details, as well as comfortable with handling vast amounts of data
- Strong interpersonal and professional communication skills
- Excellent team and organizational skills working with cross functional stakeholders
- Consummate team player with a positive, pragmatic, flexible and creative approach.
- Proficiency in Python and data analytic tools is a plus
**EDUCATION REQUIREMENTS**
- University degree or equivalent from a reputable institution
Job ID 240000FI
- ABOUT COMPANY
- Bank of Singapore
- Singapore
Private Banking / Wealth Management
Asia's global private bank Bank of Singapore is a wholly owned subsidiary of OCBC Bank, Southeast Asia’s second largest bank. Headquartered in Singapo...
