Compliance Officer

3 days ago

Singapore FINOVA HOLDINGS PTE. LTD. Full time

**Job Summary**

**Responsibilities**:

- Providing basic compliance guidance on the applicable regulatory requirements (for e.g. Anti-Money Laundering / Countering the Financing of Terrorism (“AML/CFT”), Personal Data Protection Act (“PDPA”), Common Reporting Standards (“CRS”), Foreign Account Tax Compliance Act (“FATCA”)) to the various businesses under Finova Group;
- Supporting the Group Compliance Director in the implementation of new internal controls/processes or enhancements to the existing control framework for Finova Group;
- Monitoring key regulatory developments that are relevant to the Finova Group businesses and working with the Group Compliance Director/relevant business stakeholders to ascertain the potential business impact of such developments;
- Performing first level review on Customer Onboarding documents and Periodic Know-Your-Customer reviews (“PKR”) before obtaining the necessary Compliance/Senior Management approvals;
- Working independently with the relevant business stakeholders to follow-up on day-to-day compliance matters (for e.g. tracking expiring customer due diligence documents, upcoming PKRs or customer screening alerts); and
- Maintaining proper records for Compliance function (for e.g., taking meeting minutes and filing key reference materials/documents).

**Job Requirements**
- Bachelor’s degree in Business, Finance, Accounting or Law preferred.
- Other qualifications such as (i) Certified Anti-Money Laundering Specialist (“CAMS”) certification; or (ii) Compliance certification from Institute of Banking and Finance (“IBF”) or Wealth Management Institute (“WMI”) will be useful.
- At least 3 - 5 years of relevant experience in Compliance function.
- Strong understanding of AML/CFT regulatory requirements, money laundering/terrorist financing (“ML/TF”) risk typologies and risk mitigating controls is important for this role.
- Knowledge of Accounting and Corporate Regulatory Authority (“ACRA”) Act, Securities and Futures Act, PDPA and CRS/FATCA regulations will be useful.
- Able to write well and communicate effectively at different working levels;
- Able to manage deadlines/priorities sensibly;
- Detail oriented and meticulous in follow ups;
- Work independently with mínimal supervision (when required); and
- Collaborate well with other team members /stakeholders.

**To apply**:
If you are interested in the position, please submit your updated resume and include details about your availability, current salary, and expected salary.

  • Compliance Officer, Compliance

    7 days ago

    Singapore CITIC CLSA Full time

    **Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...

  • Compliance Officer, Compliance

    2 days ago

    Singapore CITIC CLSA Full time $60,000 - $120,000 per year

    Position DescriptionThis is a 6-month contractual (potentially extendable) position for a period of maternity leave coverage. As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to support multiple business lines across a...

  • Compliance Officer

    7 days ago

    Singapore NEBA PRIVATE CLIENTS PTE. LTD. Full time

    **Position**:Compliance Officer **Location**:Singapore **Industry**:Financial Services **Employment Type**:Full-time **About the Company**: NEBA Private Clients are a leading financial advisory firm in Singapore with offices around the world, committed to providing sound financial solutions to clients. We strive to uphold the highest standards of...

  • Compliance Officer

    2 days ago

    Singapore WOORI BANK Full time

    **Requirements**: - A relevant degree in Finance, Business or Accountancy - Minimum 2 years of Compliance/AML/CFT/SANCTION experience in a bank or financial institution - Knowledge in MAS rules and regulations - Keen interest in compliance with long term plans to remain in this field - Self-motivated and committed - Resourceful, motivated and willingness to...

  • Compliance Officer

    1 week ago

    Singapore AETOS SUPPORT SERVICES PTE. LTD. Full time

    **About AETOS**: AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies. **AETOS Support Services Pte Ltd...

  • compliance officer

    4 weeks ago

    Singapore BIG - FOOT LOGISTIC PTE LTD Full time

    Roles & ResponsibilitiesJob SummaryThe Compliance officer oversees company-managed dormitory units to ensure cleanliness, hygiene, maintenance, and compliance with regulatory standards. The role involves conducting regular inspections, updating foreign workers' movement records (home leave, exits, arrivals), and liaising with dormitory operators and internal...

  • Compliance Officer

    2 weeks ago

    Singapore SANTA LUCIA ASSET MANAGEMENT PTE. LTD. Full time

    Overview PROFILE OF SANTA LUCIA ASSET MANAGEMENT (SLAM)We are a c. $1.3bn AUM pan-Asian boutique investment firm headquartered in Singapore (CMS License) with affiliate offices in Jakarta, Taipei and London. We serve institutions, family offices, and high net worths. SLAM follows a philosophy of constructive engagement and deep management contact,...

  • Compliance Officer

    2 weeks ago

    Singapore SANTA LUCIA ASSET MANAGEMENT PTE. LTD. Full time

    PROFILE OF SANTA LUCIA ASSET MANAGEMENT (SLAM) We are a c. $1.3bn AUM pan-Asian boutique investment firm headquartered in Singapore (CMS License) with affiliate offices in Jakarta, Taipei and London. We serve institutions, family offices, and high net worths. SLAM follows a philosophy of constructive engagement and deep management contact, responsible...

  • Compliance Officer

    3 weeks ago

    Singapore Non-disclosed Full time

    Compliance Officer - Associate / Assistant Manager Non-disclosed Singapore Apply now Posted 1 day ago In-Office Job Permanent $4k - $5k Compliance Officer - Associate / Assistant Manager Non-disclosed Singapore Apply now Dedicated investment management platform for providing global investors with a gateway to invest through differentiated alternative...

  • Compliance Officer

    1 week ago

    Singapore Adyen Full time

    **This is Adyen** Adyen provides payments, data, and financial products in a single solution for customers like Meta, Uber, H&M, and Microsoft - making us the financial technology platform of choice. At Adyen, everything we do is engineered for ambition. For our teams, we create an environment with opportunities for our people to succeed, backed by the...