Regulatory Compliance Section Lead

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

**About Income** Income Insurance Limited ('œIncome' - ) is one of the leading composite insurers in Singapore, offering life, health and general insurance. Established in 1970 as the only insurance co-operative in Singapore to plug a social need for insurance, Income is now a public non-listed company limited by shares, which continues to serve the...

Lead the execution of the Regulatory Compliance Matrix, including permitting and other deliverables for FPSO and Project. **General Responsibilities**: - Lead project regulatory compliance team and report to Project Manager. - Communicate with project team and instill awareness of regulatory requirement. - Interface with project team, consultants, client,...

**About The Role** This role is within the Regulatory Compliance Section which is part of the wider Compliance Department at Income. The Compliance Department reports to the Head of Compliance. - ) and stakeholders, including the Head of Compliance, in relation to various compliance matters. **Responsibilities**: - Manage review of materials to support...

Lead Regulatory Compliance SpecialistOverviewWe are seeking an experienced regulatory compliance specialist to lead the development and enhancement of risk-based inspection frameworks and methodologies for Corporate Service Providers (CSPs). As part of our team, you will play a crucial role in shaping the inspection framework for CSPs and ensuring robust...

**Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory engagement and liaison with regulators and...

7 years exp **Roles & Responsibilities** **Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory...

**Overview**: **Key Responsibilities**: - **Regulatory Compliance**: - **Regulatory Gap Assessments**: Conduct and manage gap assessments for existing and new regulations to ensure the organisation’s policies are aligned with current and emerging regulatory requirements. - **Global Compliance Alignment**: Develop and localise compliance policies based on...

Job description **Business type**: - Types of Jobs - IT, Digital et Data **Job title**: - Head of Regulatory Reporting IT Section (Ref 57394) **Contract type**: - Permanent Contract **Job summary**: **The Department and position** - “Run the bank” is the first mission of IT department. It involves many frontline IT professionals who understand the...