Vp, Wealth Advisory Process

2 weeks ago

Central Singapore Emprego SG Full time

**Location**

Singapore, Central Singapore

**Job Type**

Permanent

**Date Posted**

2 hours ago

Additional Details

**Job ID**

17026

**Job Views**

1

Job Responsibilities

Sales Governance for Wealth Specialists

Monitor sales governance risk standards for wealth sales specialists supporting their revenue generating responsibilities,Identify root cause and formulate action plans with the team to prevent operational lapses or regulatory breaches

Product Governance for Deposits and Wealth Management

Uphold governance and risk management standards relating to product management across investment, treasury, insurance and depositUnderstand the relevant policies and regulations in relation to the wealth management and deposit business; partner with group compliance (GC), business compliance (BC), operational risk management (ORM) and relevant stakeholders in implementing policies, framework and regulations.

Audit Management

Co-ordinate, track and monitor all audit related matters for Deposit and Wealth Management ( DWM ) towards achieving satisfactory audit rating.Work closely with Internal Auditors, External Auditors and Group Compliance on all DWM audit related matters, and GRC updates to close the audit observations.

Wealth process and projects

Ongoing management of wealth advisory process designPartner sales and compliance to ensure proper adoption, execution and governance of the advisory processPartner product owners, technology, risk and compliance functions in the delivery of our wealth management solutions.Job Requirements

More than 6 years of relevant experience in a financial institution business management/compliance/risk/wealth management functionTrack record in implementing and executing regulatory changesTrack record in rolling out successful projects streamlining processes /achieving efficiency while providing an improved client experienceGood understanding of the wealth management business pertaining to risk management, compliance and regulatory requirements Strong stakeholder management skill across different functions and level of seniority
About the Department

The Retail function provides Personal and Business Banking customers with financial solutions tailored to their needs. We help them manage their money wisely and meet their financial goals through an extensive range of products and services. These include deposit, insurance, secured and unsecured loans, investment and wealth advisory services.

Personal Financial Services

We design and provide products and services that empower our customers to enjoy greater banking convenience while they extract more value from their money. In particular, we are focused on promoting and developing healthy saving and investment practices across generations.Be a part of UOB Family

Tags

vp

wealth

advisory

process

product

governance

group

retail

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