Regulatory Advisory, Vp

6 days ago

Singapore Ambition Full time

**Title**

Regulatory Advisory Compliance, VP

**Description**

Our client is a well-established asset management firm, looking for an "Regulatory Advisory Compliance, VP" for their compliance & legal team in Singapore.

**Responsibilities**:
Working Location: Central Singapore
- Monitor and ensure compliance with legal and regulatory requirements across the company's investment, trading, and operational activities globally.
- Provide timely and pragmatic regulatory advice to portfolio managers, deal teams, and internal stakeholders.
- Stay updated on relevant regulatory trends, developments, and requirements and assist in risk and impact assessments.
- Collaborate with internal stakeholders to implement robust controls and processes for compliance with applicable laws and regulations.
- Handle queries and liaise with external parties such as clients, global regulators, custodians, and broker dealers on compliance and risk issues.

**Requirements**:

- 10 to 15 years' relevant work experience in regulatory compliance, central compliance or similar fields. Preferably in the regulators, financial institution, or buyside environment.
- Solid product knowledge in capital markets is strongly preferred (equities, FI, derivatives, real estate, FX, commodities ).
- Able to work under pressure and tight deadlines.

**To Apply**

Data provided is for recruitment purposes only

Business Registration Number: 200611680D.

Licence Number: 10C5117 EA Registration Number: R221103

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