Associate/ Senior Associate, Regulatory Compliance
5 days ago
**Company Description**
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
- Manage a portfolio of clients
- Provide advisory and consultancy services to clients
- Submit and/or review of regulatory filings and notifications
- Liaise and correspond with MAS and auditors
- Periodic compliance reporting to senior management or board of directors
- Provide or review compliance manual
- Provide or review compliance checklists, registers, and calendar
- Prepare and review regulatory returns and forms
- Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks
- Other ad-hoc duties as the need arise
**Qualifications**
- Bachelor’s Degree in Business, Accounting, Law and any other relevant degrees
- Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) will be an added advantage.
- Meticulous and detailed-oriented
- Excellent communication and interpersonal skills
- Organised and self-disciplined;
- A team player with strong oral, written, and interpersonal communication skill.
**Additional Information**
At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations. With a strong emphasis on continuous learning and a holistic approach to your professional and personal development. We also offer opportunities across our service lines and our international network of offices.
-
Associate Admin
5 days ago
Raffles, Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time2 years exp **Roles & Responsibilities** Associate - Admin - To attend to phone enquiries - Executive Assistant to Regional Head and Managing Director - Manage Director’s calendars, appointments, meetings and Travel - Upkeep of office and supporting various departments with other administrative tasks - Assist in onboarding process of new employees via...
-
Currencies Sales Associate
4 days ago
Raffles Quay, Singapore NatWest Full time**Currencies Sales Associate - APAC ex. Japan** - ** We are looking to add an Associate to our Foreign Exchange (FX) Sales team in Singapore, covering clients in a wide range of geographies across the Asia-Pacific region (excluding Japan).**: - ** You will support senior members of the team, covering a broad spectrum of client types including Banks,...
-
Compliance Consultant
5 days ago
Raffles, Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time2 years exp **Roles & Responsibilities** **KEY RESPONSIBILITIES**: - Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s...
-
Management Associate
5 days ago
Raffles, Singapore PRIMEPARTNERS CORPORATE FINANCE PTE. LTD. Full time1 year exp **Roles & Responsibilities** **Management Associate Program** **About PrimePartners** To attract and develop talent, we have a Management Associate Program (MAP) targeting high potential individuals interested in a career in financial services. It offers an accelerated pathway by providing hands-on experience to corporate finance and...
-
Vice President, Regulatory Compliance
4 days ago
Raffles, Singapore United Overseas Bank Ltd Full time**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...
-
Audit Associate/ Senior Auditor #52076
2 days ago
Clarke Quay, Singapore Anradus Pte Ltd Full timeIndustry/ Organization Type: Audit Firm - Position Title**:Audit Associate/ Senior Auditor**: - Working Location: Clarke Quay - Working Hours**:5 days** (M-F, 8:45 AM-6 PM) - Salary Range: SGD 2,500 - SGD 4,000 - Duration: Permanent **Key Responsibilities** - Prepare financial statements and necessary schedules for management reporting and audit...
-
Analyst, Global Regulatory Relations, Apac
4 days ago
Raffles Quay, Singapore Scotiabank Full timeRequisition ID: 202116 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** This position supports the Head of Global Regulatory Relations and Technology Compliance, APAC within APAC Central Compliance, and APAC Compliance in delivering the compliance program for the GBM&T businesses in Asia...
-
Assistant Manager, Compliance
4 days ago
Raffles Quay, Singapore Scotiabank Full timeRequisition ID: 194843 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Compliance function in Singapore, ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business strategies and...
-
Audit Associate/ Senior Auditor #52076
4 days ago
Clarke Quay, Singapore Anradus Pte Ltd Full timeIndustry/ Organization Type: Audit Firm - Position Title**:Audit Associate/ Senior Auditor**: - Working Location: Clarke Quay - Working Hours**:5 days** (M-F, 8:45 AM-6 PM) - Salary Range: $3500 -$4000 Basic + Variable Bonus - Duration: Permanent **Key Responsibilities** - Prepare financial statements and necessary schedules for management reporting and...
-
Audit Associate/ Senior Auditor #52076
3 days ago
Clarke Quay, Singapore Anradus Pte Ltd Full timeIndustry/ Organization Type: Audit Firm - Position Title**:Audit Associate/ Senior Auditor**: - Working Location: Clarke Quay - Working Hours**:5 days** (M-F, 8:45 AM-6 PM) - Salary Range: SGD 2,500 - SGD 4,000 - Duration: Permanent **Key Responsibilities** - Prepare financial statements and necessary schedules for management reporting and audit...
-
Audit Associate/ Senior Auditor #52076
3 days ago
Clarke Quay, Singapore Anradus Pte Ltd Full timeIndustry/ Organization Type: Audit Firm - Position Title**:Audit Associate/ Senior Auditor**: - Working Location: Clarke Quay - Working Hours**:5 days** (M-F, 8:45 AM-6 PM) - Salary Range: $3500 -$4000 Basic + Variable Bonus - Duration: Permanent **Key Responsibilities** - Prepare financial statements and necessary schedules for management reporting and...
-
Audit Associate
5 days ago
Raffles, Singapore One Vogue Pte Ltd Full timeJob Responsibilities: - Help to develop risk assessments and determine the appropriate audit strategy for each assignment - Seniors would have to provide mentorship to associates on firm audit approaches - Carry out proper sampling procedures - Ensure independence in all audit engagements Job Requirements: - With relevant working experience as a auditor -...
-
Management Associate
3 hours ago
Raffles, Singapore Philip Securities Pte Ltd. Full time**Responsibilities**: Designed to groom talent for leadership roles, the Management Associate (MA) program offers a career track to individuals who wish to pursue a career in the finance industry. The program aims to develop MA into a well-rounded professional to help transform our Phillip backoffice to be a fintech organization. Being the leading...
-
Junior Events Associate
4 days ago
Raffles, Singapore Phoenix Marketing Solutions Full timeTitle: Junior Marketing Associate - Exciting Opportunity with Events Marketing Business Description: Join our dynamic team at an Events Marketing Business Solutions company! We're seeking enthusiastic individuals with a passion for personal development to join us as Junior Marketing Associates. As we expand globally, this is your chance to be part of an...
-
Junior Marketing Associate
1 day ago
Raffles, Singapore Phoenix Marketing Solutions Full timeTitle: Junior Marketing Associate - Exciting Opportunity with Events Marketing Business Description: Join our dynamic team at an Events Marketing Business Solutions company! We're seeking enthusiastic individuals with a passion for personal development to join us as Junior Marketing Associates. As we expand globally, this is your chance to be part of an...
-
Vp, Overseas Compliance Mgmt
3 days ago
Raffles, Singapore United Overseas Bank Limited Full time**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...
-
Senior Manager, Market Risk
4 days ago
Raffles Quay, Singapore Scotiabank Full timeRequisition ID: 193019 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Management of Liquidity and Market risk in the Asia Pacific. Ensures activities conducted are in compliance with governing regulations, internal policies and procedures. **Accountabilities** - Champions a...
-
Vp/avp, Associate Economist
4 days ago
Raffles, Singapore United Overseas Bank Limited Full time**About UOB**: United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and North America. In Asia, we operate through our head office in Singapore and banking subsidiaries in China, Indonesia, Malaysia and Thailand, as well as branches and...
-
Talent Acquisition Associate
5 days ago
Raffles, Singapore Advisors Alliance Group Full timeJoin Our Talent Acquisition Associate: Ignite Your Potential Today! **Responsibilities**: - Explore innovative approaches and platforms for recruiting insurance agency personnel, including social media, events, and programs. - Act as a representative to spearhead outreach initiatives aimed at students, organizing workshops, retreats, social activities, and...
-
Marketing Associate
3 hours ago
Raffles, Singapore Philip Securities Pte Ltd. Full timePhillip Investor Centre is a one-stop financial hub. We offer holistic financial solutions, which includes global stocks trading as well as wealth management advisory service. We are strategically located in neighbourhoods around Singapore to provide convenience to clients. We are looking for positive, results-oriented, and adaptable individuals to join our...