Senior Due Diligence Officer

4 days ago

Singapore UBS Full time

Singapore
- Compliance
- Group Functions

**Job Reference #**
- 308291BR

**City**
- Singapore

**Job Type**
- Full Time

**Your role**
- Are you detail oriented with strong research capability? Do you have a strong sense of when things are not as they seem?

We are looking for an AML due diligence officer to:

- perform and report on AML onboarding and ongoing due diligence reviews of new and existing private banking/wealth management clients, as well as any other ad-hoc reviews
- identify red flags and, where required, escalate suspicious activities
- provide advice regarding due diligence, KYC standards, internal policies, procedures and local regulations
- prepare for and provide follow-up for regulatory inspection and audits
- implement changes in AML regulations, existing policies/procedures to ensure compliance with the required standards
- keep on top of regulatory developments in the prevention of money laundering and terrorist financing activities

**Your team**
- You will be working in the Compliance & Operational Risk Control, Global Wealth Management Due Diligence Office & Politically Exposed Persons APAC (C&ORC GWM DDO & PEP) team in Singapore. We are comprised of both Due Diligence Officers (DDO) and our Periodic Know Your Client teams. We work as a gatekeeper in preventing money laundering, corruption and the financing of terrorism (AML/CFT). As an AML due diligence officer, you will play an important role in reviewing and approving new account openings or handling escalations during client lifecycle.

**Your expertise**
- Bachelor's / Master's degree or equivalent in banking or a related field
- ideally 6 years of relevant experience in private banking due diligence, compliance, controls or audit
- previous work pertaining to wealth management onboarding or ongoing due diligence
- sound practical knowledge of the relevant AML/CFT laws and guidelines in Singapore
- adaptable and organized with a positive can-do attitude
- clear and effective communicator, for report-write ups and providing advice

**About us**
- UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Contact Details**
- UBS Business Solutions SA
UBS Recruiting

**Disclaimer / Policy statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

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