Regulatory Compliance

8 hours ago

Singapore WATERSTONE CONSULTING PTE. LTD. Full time

**Responsibilities:

- **
- Assist the regulatory team to ensure the implementation of the branch compliance plan
- Respond to regulatory authorities' routine queries and coordinates completion of survey and other request for information
- Develop and perform periodic compliance reviews
- Investigates compliance breaches and customer complaints.
- Draft the annual compliance plan for HOD and management approval.
- Conducts compliance training and provides advisory on Banking Act, SFA and FAA and other compliance matters
- Implement and update compliance policies and procedures based on Head Office, and local regulatory requirements.
- Prepares/reviews periodic reporting to local regulatory authorities, Head office and Management.
- Tracks/monitor changes and updates on local regulations, conducts briefing and discussions on implementation with relevant departments and post implementation review.
- Conducts annual regulatory risk assessment

**Requirements**:

- Degree holder with at least 3-5 years’ experience in Regulatory Compliance in a bank
- Meticulous and ability to work independently
- Good communication and interpersonal skills.

Resumes collected will be kept in strict confidence and used for recruitment purposes only.

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