Regulatory Compliance Officer

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

Job Title: Regulatory Compliance Officer">We are seeking a diligent and detail-oriented Regulatory Compliance Officer to join our team. In this role, you will be responsible for ensuring that all regulatory requirements are met, and that our operations are in compliance with relevant laws and regulations.>Your primary duties will include:Attending to...

Job Title: Regulatory Compliance SpecialistAbout the RoleThe regulatory compliance officer plays a pivotal role in ensuring that our organization operates in alignment with applicable laws, regulations and internal policies. This position is responsible for supporting compliance monitoring, providing advisory services on compliance-related matters and...

**Regulatory Compliance Officer (Associate)** **Roles and Responsibility** - Produce reports for governmental and regulatory requirements. - Conduct gap assessment in relation to regulatory obligations. - Identify and assess compliance-related risks within the organization. - Develop and implement policies and procedures to ensure compliance. - Monitor...

**Your team**: - The Compliance function is responsible for helping Pictet’s senior management manage the compliance risks faced by Pictet. This role will focus on the risks faced by Pictet’s Singapore bank, Banque Pictet & Cie SA, Singapore Branch (“BPSA SG”). The Compliance Officer will be part of the team that will provide regulatory advice to...

Job Responsibilities Monitor and ensure that the company complies with applicable laws, regulations, and guidelines, including ACRA, MAS, and AML/CFT requirements. Oversee and coordinate internal audits to assess the company's compliance with regulatory requirements and internal policies. Manage the client onboarding process, conducting due diligence and...

Regulatory Compliance SpecialistWe are a Singapore-based investment management company, backed by a leading financial institution in Hong Kong. Our services cater to institutional and high-net-worth clients with tailored asset and wealth management solutions.Key Responsibilities:KYC Advisory & Client Onboarding (PWM Focus):Act as the primary compliance...

Job Title: Regulatory Compliance OfficerA position has become available for a highly motivated and detail-oriented individual to join our team as a Regulatory Compliance Officer. As an Enforcement Officer, you will play a critical role in maintaining order and ensuring compliance with regulations.Key Responsibilities:Patrolling & Enforcement: Conduct patrols...