Ficc Compliance Manager

M- Posted by - Manisha Doogar- Recruiter Our client, a leading bank is seeking a skilled and proactive Compliance Officer to join our client’s, Markets Compliance Team. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business. **Responsibilities**: -...

FICC Trader, Fixed Income Locations: Singapore Time Type: Full time Posted on: Posted 2 Days Ago Job Requisition ID: JR Position Description: CITIC CLSA FICC is looking for an experienced FICC Trader to join its global franchise based in Singapore. Reporting to the Head of FICC, CITIC CLSA, the role will work closely with the FICC...

FICC Trader PositionCITIC CLSA is seeking an experienced FICC Trader to join its global franchise based in Singapore. Reporting to the Head of FICC, the role will work closely with the FICC trading desks based in Hong Kong as well as directly support FICC Sales to promote investment and hedging products across Commodities and Carbon Emission for our...

Job DescriptionWe are seeking a Compliance professional to join our team. As a key member of the Global Banking and Markets division, you will be responsible for identifying and managing regulatory, legal and reputational risks across our FICC and Equities business units.The successful candidate will have a strong analytical mind, excellent communication...

**Department Overview** The FICC Technology team is responsible for the delivery of technical solutions across the Fixed Income, Foreign Exchange and Commodities (FICC) markets covering all areas of the trading operation from Sales, Trading, Operations, Risk and others. The team is over 150+ people with developers, analysts, testers and project managers in...

Job DescriptionAs a skilled engineer, you will play a key role in driving the deployment and development of our FICC Risk Platform, a global strategic infrastructure for real-time risk computation with distributed computing.The platform is a highly distributed and resilient state machine that provides up-to-date risk data for traders and quants in FICC. You...

Our client, a leading financial services company is looking to hire a Markets Compliance professional having solid experience in FICC and having a good understanding of Banking Act, Securities and Futures Act, Bluebook, FX Global Code. **Responsibilities**: - Monitoring regulatory changes impacting the FICC business and the branch. - Advising front office...

**Job purpose**: **Key activities**: 2. Review and investigations of voice communications from sales and trading staff. 3. Review and investigations trade surveillance alerts. 4. Reviewing/improving the surveillance scenarios 5. Implementing employee Personal Account Dealing (PAD) controls and monitoring PAD activities. 6. Draft/update policies and...

Pinpoint Asia SingaporePosted 5 hours ago Permanent S$10k - S$20k - Posted by - Charlie Kim- Managing Consultant at Pinpoint Asia LimitedFollow **Responsibilities**: - Deliver global markets FICC IT Projects, work with business stakeholders and technology teams to form the project delivery plan for prioritised deliverables. - Assess any new cross-team...

We are actively seeking a highly qualified Compliance professional boasting a minimum of 8 years of extensive experience in Compliance (excluding AML), Financial Services Regulatory Compliance, or with regulators, with deep knowledge of the Securities & Futures Act and SGX-ST rules. In this pivotal role, you will serve as a senior team member responsible...