Ficc Compliance Manager

2 days ago

Singapore ANSA Search Pte. Ltd. Full time

Posted by:
Helen Ng

Director

View profile & contact

Our client is a reputable financial institution with global footprints.

This position is based in Singapore with compliance responsibility for the FICC business, including Fixed Income, FX and Rates, Credit Trading, Commodity, Structuring Products, Principal Investment, and Structuring Finance. You will provide compliance advisory, review new business and infrastructure initiatives, bring best practices, review compliance policies and procedures, filing of regulatory reports, compliance analyses, investigations, self-assessment, and training on regulatory requirements. You will undertake market supervision activity and trade surveillance of fixed income products.

To succeed in this role, you have a Bachelor’s degree, preferably in Law, Accounting, or related discipline. You have a minimum of 8+ years of compliance experience in the financial market and products. Familiar with MAS rules and understanding of the global regulatory framework and compliance issues. You should have sound judgment in identifying risks, strong analytical skills, detail-oriented, self-motivated, and a good team player.

License number: R1105493

  • Markets Compliance

    2 weeks ago

    Singapore KS Talent Solutions Full time

    M- Posted by - Manisha Doogar- Recruiter Our client, a leading bank is seeking a skilled and proactive Compliance Officer to join our client’s, Markets Compliance Team. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business. **Responsibilities**: -...

  • FICC Trader, Fixed Income

    3 weeks ago

    Singapore CLSA Global Markets Pte Ltd Full time

    FICC Trader, Fixed Income Locations: Singapore Time Type: Full time Posted on: Posted 2 Days Ago Job Requisition ID: JR Position Description: CITIC CLSA FICC is looking for an experienced FICC Trader to join its global franchise based in Singapore. Reporting to the Head of FICC, CITIC CLSA, the role will work closely with the FICC trading desks...

  • Associate Director

    5 days ago

    Singapore Ethos BeathChapman Full time

    Associate Director / VP – FICC Compliance, Global Investment

  • Associate Director

    5 days ago

    Singapore Ethos BeathChapman Full time

    Associate Director / VP – FICC Compliance, Global Investment

  • Ficc Apac Development Team Lead

    2 weeks ago

    Singapore TD INTERNATIONAL SERVICES LTD. Full time

    **Department Overview** The FICC Technology team is responsible for the delivery of technical solutions across the Fixed Income, Foreign Exchange and Commodities (FICC) markets covering all areas of the trading operation from Sales, Trading, Operations, Risk and others. The team is over 150+ people with developers, analysts, testers and project managers in...

  • Markets Compliance

    2 days ago

    Singapore COMMERZBANK AKTIENGESELLSCHAFT Full time

    **Job purpose**: **Key activities**: 2. Review and investigations of voice communications from sales and trading staff. 3. Review and investigations trade surveillance alerts. 4. Reviewing/improving the surveillance scenarios 5. Implementing employee Personal Account Dealing (PAD) controls and monitoring PAD activities. 6. Draft/update policies and...

  • Ficc Business Analyst/ Project Manager

    2 days ago

    Singapore Pinpoint Asia Full time

    Pinpoint Asia SingaporePosted 5 hours ago Permanent S$10k - S$20k - Posted by - Charlie Kim- Managing Consultant at Pinpoint Asia LimitedFollow **Responsibilities**: - Deliver global markets FICC IT Projects, work with business stakeholders and technology teams to form the project delivery plan for prioritised deliverables. - Assess any new cross-team...

  • Compliance Manager

    7 hours ago

    Singapore Qontel Search Pte Ltd Full time

    We are actively seeking a highly qualified Compliance professional boasting a minimum of 8 years of extensive experience in Compliance (excluding AML), Financial Services Regulatory Compliance, or with regulators, with deep knowledge of the Securities & Futures Act and SGX-ST rules. In this pivotal role, you will serve as a senior team member responsible...

  • Legal and Compliance Manager – Hedge Fund

    4 weeks ago

    Singapore Ashford Benjamin Ltd. Full time

    Overview Ashford Benjamin is partnering with a Hedge Fund focusing on Commodities and we are looking for a Compliance professional to join the team. We will need Commodities Derivatives Compliance experience, whether it is part of a FICC team or focusing only on Commodities. Ideally someone with a law degree / some in-house legal background who is now...

  • Market Compliance Officer- Analyst

    7 hours ago

    Singapore KS CONSULTING PTE. LTD. Full time

    Our client, a leading financial services firm is seeking to hire an Markets Compliance Officer for a two-year contract. The incumbent will be supporting the Markets Compliance team.The role involves advising on regulated activities within the Treasury and Capital Markets sales and trading teams, focusing on Fixed Income, Currencies, and Commodities (FICC)...