Markets Compliance

7 days ago

Singapore KS Talent Solutions Full time

M- Posted by
- Manisha Doogar- Recruiter Our client, a leading bank is seeking a skilled and proactive Compliance Officer to join our client’s, Markets Compliance Team. This critical role involves monitoring regulatory changes, providing compliance advice, and executing 2nd line compliance controls to support our FICC business.

**Responsibilities**:

- Regulatory Monitoring: Track and evaluate regulatory changes affecting the FICC business and branch operations.
- Compliance Advisory: Advise front office colleagues on regulatory requirements relevant to FICC business.
- Licensing Management: Ensure the branch and employees maintain necessary licenses for business activities.
- Desk Reviews: Conduct compliance reviews of front office departments.
- Training Delivery: Lead Markets Compliance training sessions for Front Office and other departments.
- Product Approval: Review and approve new product approval requests.
- Trade & Communications Surveillance: Support the team with surveillance tasks, including investigating breaches.
- Risk Assessment: Perform annual Compliance Risk Assessments for the branch.
- Project & Audit Support: Assist with compliance projects, audits, and inspections.
- Leadership Support: Act as a deputy for the team lead during their absence.

**Qualifications**:

- Education: University degree.
- Experience: 5-8 years in Markets Compliance or related fields, specifically in Global Markets sales and trading.
- Regulatory Knowledge: Familiarity with Banking Act, Securities and Futures Act, Bluebook, FX Global Code of Conduct, and other MAS notices and guidelines related to FICC sales and trading.
- ABOUT COMPANY
- KS Talent Solutions
- Singapore
5 Employees HR & Recruitment

'It feels like working with a Search firm but at a contingent price and cost structure...' 'For over ten years, KS has provided us with experienced e...

  • Senior Compliance Officer

    6 days ago

    Singapore XTX Markets Full time

    Get AI-powered advice on this job and more exclusive features. Overview The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade...

  • Senior Compliance Officer

    22 hours ago

    Singapore XTX Markets Full time $120,000 - $200,000 per year

    The FirmXTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

  • Senior Compliance Officer

    1 week ago

    Singapore XTX Markets Full time

    Get AI-powered advice on this job and more exclusive features. Overview The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to...

  • Senior Compliance Officer

    2 weeks ago

    Singapore XTX Markets Full time

    Get AI-powered advice on this job and more exclusive features. Overview The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade...

  • Senior Compliance Officer

    3 weeks ago

    Singapore XTX Markets Full time

    Overview XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

  • Senior Compliance Officer

    3 weeks ago

    Singapore XTX Markets Full time

    Overview XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer differentiated...

  • Senior Compliance Officer

    1 week ago

    Singapore XTX Markets Full time

    Overview XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer...

  • Senior Compliance Officer

    14 hours ago

    Singapore XTX MARKETS PTE. LTD. Full time

    **The Firm**: XTX Markets is a leading algorithmic trading company partnering with counterparties, exchanges and e-trading venues globally to provide liquidity in the Equity, FX, Fixed Income and Commodity markets. We provide consistent liquidity, helping market participants throughout the world obtain the best prices in the various assets classes we cover,...

  • Senior Compliance Officer

    1 week ago

    Singapore XTX Markets Full time

    Overview XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer...

  • Senior Compliance Officer

    4 days ago

    Singapore Xtx Markets Pte. Ltd. Full time

    The Firm XTX Markets is a leading algorithmic trading firm which uses state-of-the-art machine learning technology to produce price forecasts for over 50,000 financial instruments across equities, fixed income, currencies, commodities and digital assets. It uses those forecasts to trade on exchanges and alternative trading venues, and to offer...