Current jobs related to Associate Director, Gbm Onboarding - Raffles Quay - Scotiabank


  • Raffles Quay, Singapore Scotiabank Full time

    Requisition ID: 224093 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Leads and oversees client due diligence (CDD) activities for clients booked into APAC branches and affiliate ensuring client onboarding meets all current Bank policies, including KYC / AML, global tax regulations, global...


  • Raffles Quay, Singapore Scotiabank Full time

    Requisition ID: 201722 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **Purpose** Contributes to the overall success of the Global Banking and Markets onboarding (GBMO) in Singapore ensuring specific individual goals, plans, initiatives are executed / delivered in support of the team’s business...


  • Raffles Quay, Singapore Scotiabank Full time

    Requisition ID: 211351 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. **_ Purpose_** Contributes to the overall success of the Global Banking and Markets Onboarding (GBMO) in Singapore by ensuring individual goals, plans, and initiatives are delivered in support of the team’s business strategies...

  • Associate Admin

    1 week ago


    Raffles, Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time

    2 years exp **Roles & Responsibilities** Associate - Admin - To attend to phone enquiries - Executive Assistant to Regional Head and Managing Director - Manage Director’s calendars, appointments, meetings and Travel - Upkeep of office and supporting various departments with other administrative tasks - Assist in onboarding process of new employees via...


  • Raffles Quay, Singapore IQ-EQ Full time

    Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. **Job Description**: - Manage a portfolio of clients - Provide advisory and consultancy services to clients -...


  • Clarke Quay, Singapore Anradus Pte Ltd Full time

    Industry/ Organization Type: Audit Firm - Position Title**:Audit Associate/ Senior Auditor**: - Working Location: Clarke Quay - Working Hours**:5 days** (M-F, 8:45 AM-6 PM) - Salary Range: SGD 2,500 - SGD 4,000 - Duration: Permanent **Key Responsibilities** - Prepare financial statements and necessary schedules for management reporting and audit...


  • Clarke Quay, Singapore Anradus Pte Ltd Full time

    Industry/ Organization Type: Audit Firm - Position Title**:Audit Associate/ Senior Auditor**: - Working Location: Clarke Quay - Working Hours**:5 days** (M-F, 8:45 AM-6 PM) - Salary Range: $3500 -$4000 Basic + Variable Bonus - Duration: Permanent **Key Responsibilities** - Prepare financial statements and necessary schedules for management reporting and...


  • Clarke Quay, Singapore Anradus Pte Ltd Full time

    Industry/ Organization Type: Audit Firm - Position Title**:Audit Associate/ Senior Auditor**: - Working Location: Clarke Quay - Working Hours**:5 days** (M-F, 8:45 AM-6 PM) - Salary Range: $3500 -$4000 Basic + Variable Bonus - Duration: Permanent **Key Responsibilities** - Prepare financial statements and necessary schedules for management reporting and...


  • Clarke Quay, Singapore Anradus Pte Ltd Full time

    Industry/ Organization Type: Audit Firm - Position Title**:Audit Associate/ Senior Auditor**: - Working Location: Clarke Quay - Working Hours**:5 days** (M-F, 8:45 AM-6 PM) - Salary Range: SGD 2,500 - SGD 4,000 - Duration: Permanent **Key Responsibilities** - Prepare financial statements and necessary schedules for management reporting and audit...


  • Raffles, Singapore Philip Securities Pte Ltd. Full time

    **Responsibilities**: Designed to groom talent for leadership roles, the Management Associate (MA) program offers a career track to individuals who wish to pursue a career in the finance industry. The program aims to develop MA into a well-rounded professional to help transform our Phillip backoffice to be a fintech organization. Being the leading...

Associate Director, Gbm Onboarding

3 weeks ago


Raffles Quay, Singapore Scotiabank Full time

Requisition ID: 190763

Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture.

**Purpose**
Leads and oversees client due diligence (CDD) activities for clients booked to in the APAC region, ensuring client onboarding meets all current Bank policies, including KYC / AML, global tax regulations, global derivative reform type regulations and any additional regulatory frameworks in the Asia Pacific region impacting clients booking into APAC locations.

**Accountabilities**
- Leads and drives a customer focused culture throughout their team to deepen client relationships and leverage broader Bank relationships, systems, and knowledge.
- Drive client-centric, efficient, and compliant regulatory onboarding and ongoing reviews of GBM clients in APAC Facilitate the onboarding of clients directly as well as resolve day to day matters for the regulatory onboarding team in APAC through coordination with clients, trading desks/bankers, Compliance, Internal Audit, GWO, RMIT, and local / regional Senior Management as required. Rapidly triage and escalate complex issues for resolution.
- Provide leadership, day to day people oversight, and workload management for the client onboarding staff in APAC. Support in the recruitment, management, and ongoing development of both full-time, temporary staff locally and Vendor staff.
- Understand how the Bank’s risk appetite and risk culture should be considered in day-to-day activities and decisions.
- Creates an environment in which his/her team pursues effective and efficient operations of his/her respective areas in accordance with Scotiabank’s Values, its Code of Conduct and the Global Sales Principles, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational, compliance, AML/ATF/sanctions and conduct risk.
- Builds a high-performance environment and implements a people strategy that attracts, retains, develops and motivates their team by fostering an inclusive work environment and using a coaching mindset and behaviours; communicating vison/values/business strategy; and managing succession and development planning for the team.

**Education / Experience / Other Information**
- Bachelor’s degree, An MBA is preferred.
- 10+ years’ direct industry experience in the Capital Markets and Corporate/Investment Banking regulatory due diligence, having covered multiple product areas. An undergraduate and/or graduate degree in Finance, Business, Economics, or a related discipline is required.
- The incumbent must have strong background and expertise of current and anticipated regulatory frameworks impacting client onboarding - namely, evolving regional and global KYC / AML standards, OTC reforms, and tax regulations.
- The position requires strong business acumen, sound judgment and critical thinking skills. The incumbent must be a developing leader with strong interpersonal, communication and negotiation skills to build consensus and obtain co-operation from clients, colleagues, and senior management.
- Demonstrated successful team leadership and change management experience is required. In addition, excellent time management and organizational skills are required to allow the incumbent to best manage the day-to-day deployment of human resources.
- A sound understanding of the capital markets business is necessary, as is a client-centric approach to the role. The incumbent must have broad knowledge of the end-to-end workflows among the Front, Middle, and Back Offices. The international scope of the business, together with the multiplicity of stakeholders, will require work outside of traditional business hours from time to time.
- Must be able to operate effectively within an exceptionally stressful environment with changing priorities and tight time frames which are closely scrutinized by Senior/Executive Management.

Location(s): Singapore : Singapore : Singapore

Scotiabank is a leading bank in the Americas. Guided by our purpose: "for every future", we help our customers, their families and their communities achieve success through a broad range of advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and investment banking, and capital markets.