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Compliance Officer
2 weeks ago
**The Role**
**What you’ll do**
- Work closely with Director of Compliance to provide advice on a wide range of compliance matters
- Keep abreast of regulatory updates throughout the region and assist in reviewing and implementing relevant internal controls or policies to ensure regulatory compliance
- Perform compliance monitoring including trading surveillance and assist to provide resolution to potential issues
- Assist in compiling regular regulatory reports and filings
- Assist with approval of PA dealing, G&E and other compliance requests
- Conduct compliance training
- Assist with other general compliance matters and projects as needed
**What you’ll bring**
- Bachelor’s Degree in Finance, Accounting, Legal or related disciplines
- Minimum 3 years’ experience in a business facing compliance role, preferably in buy-side with an alternative investment firm or hedge fund
- Well versed with knowledge of Monetary Authority of Singapore Act is a plus
- Strong analytical and communication skills, as well as the ability to multi-task with mínimal supervision
- Self-motivated, strong analytical and communication skills
- Detail oriented with high level of accuracy
- Excellent written and spoken English language skills required
- Mandarin language skills preferred
**Our Culture**
The firm’s ethos is embedded in our people. ‘Talent is our strategy’ is our mantra and drives how we approach all initiatives at the firm. We believe our success is because of our people, so putting our talent above all else is our top priority.
Schonfeld strives to create an environment where our people can thrive. We foster a teamwork-oriented, collaborative environment where ideas at any level are encouraged and shared. The development and advancement of our talent is honed through interactions with each other, learning & educational offerings, and through opportunities to make impactful contributions.
**Who we are**
Schonfeld Strategic Advisors is a multi-manager platform that invests its capital with Internal and Partner portfolio managers, primarily on an exclusive or semi-exclusive basis, across four trading strategies; quantitative, fundamental equity, tactical trading and discretionary macro & fixed income. We have created a unique structure to provide global portfolio managers with autonomy, flexibility and support to best enable them to maximize the value of their businesses.
Over the last 30 years, Schonfeld has successfully capitalized on inefficiencies and opportunities within the markets. We have developed and invested heavily in proprietary technology, infrastructure and risk analytics and continue to capitalize on new opportunities. In 2021 we launched our newest strategy, discretionary macro & fixed income as part of the continual growth of Schonfeld’s investible universe. Our portfolio exposure has expanded across the Americas, Europe and Asia as well as multiple asset classes and products.