
Risk & Compliance Manager
5 days ago
-Aurex Group
Singapore
Posted 3 hours ago Permanent - We are partnering with a real estate investment firm in search for a Risk & Compliance Manager- Coordinate and work with the Operations Director in driving implementation of policies, standards and guidelines on a company-wide basis, in support of the firm's risk and compliance roadmap.**Responsibilities**
- Provide advisory to various businesses within the company and ensure they adopt adequate measures to manage/mitigate compliance risks.
- Provide advisory on regulatory requirements to relevant business units for business-as-usual matters, and general compliance matters to both the firm and investment platform entities.
- Involvement in new initiatives and projects to assess compliance with regulatory requirements.
- Responsible for reviewing compliance activity reporting for the company and support reporting of compliance activities on a consolidated basis to relevant stakeholders.
- Responsible for development and delivery of risk and compliance-related training within the company, including overseas offices and support investment platform entities with their training framework.
- Coordinating and conducting internal reviews and working with internal audit to formulate a review framework for the firm's investment platform entities.
- Be responsible for reviewing and establishing a monitoring framework to ensure best in class and determining licensing, AML, KYC requirements.
- Work with legal advisors in establishing a best-in-class workflow, governance framework and monitoring of investment platform entities.
**Qualifications**
- Bachelor’s degree in accountancy, business finance, economics, or other related disciplines with min of 10 years legal, compliance or internal audit experience at an asset manager or other financial institution.- EA 18S9493 | R1544508Job ID 3638742
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