Associate, Case Investigations, Cfcc

1 week ago


Singapore Standard Chartered Full time

**JOB SUMMARY**

**RESPONSIBILITIES**
- To investigate risk events / cases:

- Escalated by Financial Crime Surveillance Operations (ACT & AA, as appropriate) teams (arising from Transaction Monitoring, Trade AML &/or Name Screening);
- Internal escalations submitted or referred by Business &/or other Conduct, Financial Crime and Compliance (CFCC) stakeholders (Country, Region or Group) on concerns of financial crime;
- Intelligence or information received via law enforcements’ production orders, AML/CFT Industry Partnership (ACIP) advisories or Monetary Authority of Singapore; and
- Any other matter as directed by Director Case Investigations and/or Head of Financial Crime Compliance (SG).
- Identifying suspicious transactions / activities and filing Suspicious Transactions Reports, in compliance with Group policy and procedures, laws and regulations in Singapore on AML/CFT.
- To support Director Case Investigations to lead and manage the Singapore Financial Crime Compliance (FCC)’s Case Investigation Team, as required, including but not limited to:

- Providing guidance and training to Case Investigation Specialists and relevant value chain stakeholders (e.g. FCSO-ACT, FCSO-AA, FCSU-QCO, and FCSO-RFI);
- Monitoring relevant metrics and lead requisite actions to intervene, where required;
- Establishing and maintaining effective working relationship with relevant stakeholders including but not limited to Business Units, Group and Regional FCC, and like;
- Securing credible audit / review outcome for the unit;
- Ensuring timely reporting and escalation of significant risk issues to management; and
- Supporting initiatives to enhance relevant work processes for both effectiveness and efficiency purpose.
- Other relevant responsibilities are:

- Analyse comprehensive impact of financial crime related regulatory matters on the relevant business area and its operations;
- Support relevant stakeholders to make decisions based on current and possible future policies, practices, and trends;
- Promote and embed a culture of openness, trust and risk awareness, where ethical, legal, regulatory and policy compliant conduct is the norm;
- Stimulate an environment where forward planning, prioritisation, deadline management and streamlined workflows and collaborative, inclusive yet effective and efficient work practices are the norm;
- Collaborate with training teams to input to training curriculum to support closing of capability gaps;
- Understand technical aspects of systems relevant to CDD, Client Risk Assessments, Name and Transaction Screening, AML Monitoring and Case Management;
- Assess risks arising from products / segments / geographies / customers / transactions;
- Analyse significant financial crime risk events (e.g. SAR’s, non-compliant transactions, production orders) to ensure that all connected parties, particularly cross-border are identified and reported at the appropriate levels internally as well as externally across all relevant jurisdictions;
- Ensure that significant investigations are concluded internally and externally where relevant (including cross-border);
- Support senior oversight of FCC country;
- Support all control checks undertaken by FCC under the Operational Risk Framework (ORF);
- Display exemplary conduct and live by the Group’s Values and Code of Conduct; and
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- 3+ years of experience in banking compliance with specific focus on FCC (AML/CFT, Sanctions and ABC), particularly in case investigations
- Strong understanding of the MAS Notice 626, and other like guidance / circulars
- Regulatory engagement with local regulators
- Good judgment and advice in difficult areas of regulation and practice and the proactive management of compliance and regulatory risk

**Role Specific Technical Competencies**
- Compliance Policies and Standards
- Compliance Advisory
- Compliance Review and FCC Assurance
- Surveillance (including Screening and Monitoring)
- Investigations
- Compliance Risk Assessment
- Regulatory Liaison

**About Standard Chartered**
- We're an international bank, nimble enough to act, big enough for impact. For more than 170 years, we've worked to make a positive difference for our clients, communities, and each other. We question the status quo, love a challenge and enjoy finding new opportunities to grow and do better than before. If you're looking for a career with purpose and you want to work for a bank making a difference, we want to hear from you. You can count on us to celebrate your unique talents and we can't wait to see the talents you can bring us.
- Our purpose, to drive commerce and prosperity through our unique diversity, together with our brand promise, to be h


  • CASE REVIEW

    4 days ago


    Singapore beBeeInvestigation Full time

    Job Title: CASE REVIEW & INVESTIGATION ANALYSTWe are seeking a highly skilled and experienced Case Review & Investigation Analyst to join our team. In this role, you will be responsible for conducting thorough reviews of account activity and due diligence investigations.The ideal candidate will have a strong analytical mind, excellent communication skills,...

  • Fraud Investigator

    4 days ago


    Singapore beBee Careers Full time

    Investigator Role SummaryThis position involves investigating alleged scam cases reported by retail customers, following up with internal and external stakeholders, conducting interviews, and analyzing suspicious banking transactions. The ideal candidate will have a strong analytical mindset and be able to identify and mitigate financial crime risks.Key...

  • Associate: Mergers

    5 days ago


    Singapore White & Case LLP Full time

    Job Description - Associate: Mergers & Acquisitions C)Associate: Mergers & Acquisitions The Opportunity Are you ready to make your mark as part of the Corporate M&A and Private Equity Practice in our Singapore office?As an Associate, you will apply good judgment and excellent analytical skills to your work. Highly organised and self-motivated, you'll be a...


  • Singapore beBee Careers Full time

    Job DescriptionPacking work may be required in case further investigation is needed at an overseas company.Faulty goods are collected from Automobile Association approved workshops and care centers. We conduct periodical inventory follow-ups of collected faulty goods. Log extraction from electronics products is performed according to our standard operating...


  • Singapore Enterprise Singapore Full time

    Join to apply for the (Senior) Investigation Officer, Investigation (1 Year Contract) role at Enterprise Singapore . **Job Details:** Location: Singapore Employment Type: Full-time **Role Overview:** This role is within the Investigation department under the Internal Audit division at Enterprise Singapore (EnterpriseSG). **Responsibilities:** Assess...


  • Singapore JPMorganChase Full time

    **JOB DESCRIPTION** As part of Risk Management and Compliance, you are at the center of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks, and using your expert judgement to solve real-world challenges that impact our company, customers and communities. Our culture in...


  • Singapore SALT TALENT SEARCH PTE. LTD. Full time

    We are hiring Risk Investigation Associate for one of our Social Media clients on a yearly renewable contract role. The incumbent will be responsible for overseeing the day-to-day abnormal transaction around the world specific to fraud/risk related activities. - Conduct manual reviews and proactive detection of fraud from escalations - Assist with day-to-day...


  • Singapore Citi Full time

    CRIU (Case Review & Investigation) Lead Analyst, Assistant Vice-President Join to apply for the CRIU (Case Review & Investigation) Lead Analyst, Assistant Vice-President role at Citi CRIU (Case Review & Investigation) Lead Analyst, Assistant Vice-President 1 week ago Be among the first 25 applicants Join to apply for the CRIU (Case Review & Investigation)...


  • Singapore United Overseas Bank Ltd. Full time

    Press Tab to Move to Skip to Content Link Select how often (in days) to receive an alert: Assistant VP, Specialised Investigations Team Investigator Location: Singapore (City Area), SG, 048624Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in...

  • Aml Investigator

    5 days ago


    Singapore Pontoon Asia Pacific Full time

    I- Posted by - Irfana Farhath- Recruiter - 5-7 years relevant experience in Transaction Monitoring with background in a Financial Crimes Investigation unit or Financial Crime Special Investigations or Intelligence unit. - Additionally possess sound technical AML and KYC knowledge with demonstrated hands-on experience. Experience in Corporate Bank AML...