
Compliance Manager
5 days ago
**The Role**
Your Responsibilities will include:
- Prepare and review compliance handbook
- Handle MAS filings and inquiries from regulatory bodies
- Perform regular compliance checking to ensure compliance with regulatory requirements
- Handle KYC and AML-related matters as well as client onboarding compliance check
- Provide relevant advisory to business/support units and other AML teams on matters relating to compliance issues, transaction monitoring review and investigation conducted by the unit
- Perform analysis of suspicious transaction/activity reports to identify AML risk trends to support the AML risk management and controls within the Group
- FATCA / CRS reporting in accordance with relevant requirements
- Handle CPT related matters, such as update of CPT register
- Develop regulatory governance frameworks, policies, and procedures to effective management of regulatory risks for company, clients
- Facilitate and address any MAS queries and external authorities, as well as internal and external audits
- Familiar with outsourcing guidelines and prepare relevant policies, procedures and documents in compliance with MAS regulations and guidelines
- Undertake other ad-hoc duties as assigned
**Ideal Profile**
Skills Required:
- University Degree in Business, Law, Finance or related disciplines
- At least 3 years of strong compliance experience in local regulatory compliance and risk management, with demonstrable knowledge of relevant regulatory requirements
- Strong knowledge or prior experience in key regulatory requirements such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, and AML/CFT regulations
- Work independently, self-motivated, strong analytical skills and ability to exercise sound judgment and manage execution under pressure
- Familiar with FATCA and CRS reporting is preferred
- Effective communicator in both English and Mandarin to liaise with Mandarin speaking clients
- Comfortable working in the start-up environment
**What's on Offer?**
- Flexible working options
- Fantastic work culture
- A role that offers a breadth of learning opportunities
**About us**
Lion International Financial (Singapore) Pte. Ltd. (Lion Singapore) is a newly incorporated brokerage company in Singapore. It has been approved by MAS to conduct the regulated activities of dealing in capital markets products that are exchange-traded derivatives contracts, over-the-counter derivatives contracts and leveraged foreign exchange contracts in September 2021. It is a subsidiary of Lion Group Holding Ltd. (NASDAQ: LGHL), a NASDAQ listed company that operates an all-in-one trading platform offering a wide spectrum of financial products and services. Lion Group Holding Ltd. and its subsidiaries have licences in Singapore, Hong Kong, Cayman Islands and Dubai and offer financial products and services including total return swap trading, contract-for-difference trading, insurance brokerage, and futures and securities brokerage.
**Ref: AJ9T2GJZBR
-
Compliance Analyst
5 days ago
Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full timeAssist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...
-
Business Development Manager
7 days ago
Singapore Link Compliance Full time $90,000 - $120,000 per yearPurpose of the position: - A highly motivated individual with the relevant skill sets, capable of establishing new accounts and develop the freight forwarding business in Singapore- Manage and meet targeted growth for the freight and project forwarding desk Responsibilities: - Establishing sales strategies, developing new freight forwarding business...
-
Business Development Manager
1 week ago
Singapore Link Compliance Full timePurpose of the position: - A highly motivated individual with the relevant skill sets, capable of establishing new accounts and develop the freight forwarding business in Singapore- Manage and meet targeted growth for the freight and project forwarding desk Responsibilities: - Establishing sales strategies, developing new freight forwarding business...
-
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full timeManage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...
-
Desktop Support Engineer L2 SG
3 weeks ago
Singapore Excis Compliance Full timeOverview Join to apply for the Desktop Support Engineer L2 SG role at Excis Compliance . Excis is a global IT support leader driving innovation and collaboration. We are looking for a proactive Desktop Support Technician to manage hardware, software, and IT assets across multiple locations. Join us for a rewarding career in a supportive, family‑like...
-
Desktop Support Engineer L2 SG
3 weeks ago
Singapore Excis Compliance Full timeWE'RE HIRING AS A DESKTOP SUPPORT ENGINEER AT SINGAPORE Excis is a global IT support leader driven by innovation and collaboration. We're looking for a proactive Desktop Support Technician to manage hardware, software, and IT assets across multiple locations. Join us for a rewarding career in a supportive, family-like environment where you'll look forward to...
-
Senior Manager
1 week ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...
-
Senior Store Manager
7 days ago
Singapore LINK COMPLIANCE PTE. LTD. Full time**Job Title**:Senior Store Manager/Retail Manager **Location**:Singapore **Reports to**:Brand GM **Company Overview** We are a premium lifestyle brand with an established retail presence in Singapore and expansion plans across Southeast Asia. With two stores currently operating and a new store opening soon, we are seeking a dynamic Retail Manager who has...
-
Senior Store Manager
2 days ago
Singapore LINK COMPLIANCE PTE. LTD. Full timeOverview Job Title: Senior Store Manager/Retail Manager Location: Singapore Reports to: Brand GM Company Overview We are a premium lifestyle brand with an established retail presence in Singapore and expansion plans across Southeast Asia. With two stores currently operating and a new store opening soon, we are seeking a dynamic Retail Manager who has the...
-
Senior Store Manager
7 days ago
Singapore LINK COMPLIANCE PTE. LTD. Full time $80,000 - $120,000 per yearJob Title: Senior Store Manager/Retail ManagerLocation: SingaporeReports to: Brand GMCompany OverviewWe are a premium lifestyle brand with an established retail presence in Singapore and expansion plans across Southeast Asia. With two stores currently operating and a new store opening soon, we are seeking a dynamic Retail Manager who has the potential to...