12 Month Contract) Compliance Associate

2 weeks ago

Singapore Capital Group Full time

(12 month Contract) Compliance Associate

The Compliance Associate will assist in ensuring the company's adherence to regulatory requirements and internal policies. Responsibilities include supporting product document reviews, preparing regulatory filings, handling licensing matters, assisting with audits, preparing internal reports, and monitoring regulatory changes. This position offers the opportunity to work with Compliance team members and business stakeholders primarily in Australia, Singapore, and Hong Kong.

**Primary responsibilities/essential functions**
- Support the review and maintenance of product disclosure documents and fund offering documents for compliance with internal and regulatory requirements.
- Prepare and submit regulatory filings, ensuring timely and accurate submissions to regulators.
- Assist in the company's external audits.
- Collation information and prepare required documentation for reporting to senior management and Board of Directors.
- Assist the compliance team in monitoring regulatory developments and changes, updating policies and procedures, and other ad-hoc tasks and projects as required.

**Skills/qualifications**
- Bachelor's degree in accounting/ finance, business, legal or a similar field preferred.
- Minimum 3 years of compliance, risk management, or audit experience in asset management industry.
- Ability to stay organized, work independently, pay attention to details and commit to timeline
- Strong analytical skills, verbal and communication skills, attention to details

In addition to a highly competitive base salary, per plan guidelines, restrictions and vesting requirements, you also will be eligible for an individual annual performance bonus, plus Capital's annual profitability bonus plus a retirement plan where Capital contributes 15% of your eligible earnings.

You can learn more about our compensation and benefits here.
- Temporary positions in Canada and the United States are excluded from the above mentioned compensation and benefit plans.

Job ID JR4648

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