Director - Compliance Solutions

2 weeks ago

Singapore Waystone Governance Ltd. Full time

Compliance Solutions Singapore are looking to hire a new Manager in their Team.

This role would suit someone proactive, who thrives in a fast-paced environment and enjoys multi-tasking. We can offer you the opportunity to to work in a team environment, problem solve, self motivated, and influence others.

For this role we need someone who can assist in managing the team and the clients in terms of day to day delivery of work. **Team management is important for this role.**

Does this sound like you?

**ESSENTIAL DUTIES AND RESPONSIBILITIES**
- Lead day-to-day support of the compliance programs for various licensed entities in Singapore including licensed fund managers, broker-dealers and payment service providers.
- Provide oversight on various compliance projects and ensure completion of projects within stipulated timelines.
- Assisting in managing the team to drive service excellence.
- Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity.
- Provide oversight and ensure proper implementation, and maintenance of clients’ compliance programs.
- Assist in development and implementation of compliance policies and procedures - ensure compliance policies and procedures are effectively communicated to the client, in accordance with the clients’ regulatory requirements.
- Assist in continuously monitoring relevant regulatory changes and assist in developing internal controls, accordingly.
- Track performance of the team in terms of delivery of services, efficiency of team and implement controls to improve business operations and service standards.
- Assist in executing various internal projects such as implementation of new workflows and systems to aid in delivery of services.
- Participate in business development calls where required to provide product/services knowledge.
- Assist in producing various knowledge materials to be circulated to clients as well as internally. Provide training to new joiners.
-

**Education**:

- Bachelor’s degree or internationally recognized professional qualification

**Experience**:

- Minimum 10 years of regulatory compliance experience within a regulator, a regulated firm, or a consultancy
- Experience dealing with the MAS regulations, in particular the Securities and Futures Act
- Strong technical skills in compliance issues
- Experience managing a small team.
- Experience with building policies and procedures around specific business models
- Good understanding of the financial services industry, in particular the asset management industry
- Team player, Self-motivated and meticulous

**What we can offer you**:
We offer all our employees a competitive remuneration salary. You will be given the opportunity to progress your career within a Global company with a structured career path. Our benefits package includes healthcare and pension, life assurance, education scheme and staff referral scheme.

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