
Junior Compliance Officer
1 week ago
You will report to the Head of Compliance and be responsible for the following:
- Review all transactional activities, both investment and operation related
- Conduct due diligence of service providers and counterparties
- Monitor staff compliance to regulatory requirements and company policies
You will need to have:
- Bachelor's Degree
- At least 3 years of compliance experience with an asset management firm or bank
- Intermediate fluency in English and Mandarin
- Intermediate proficiency in spreadsheets
- Familiarity with KYC and AML procedures
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Junior Compliance Officer
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Compliance Officer
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Junior Compliance Officer
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Compliance Officer
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Compliance Officer
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Junior Settlement Officer
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Middle Office Junior Analyst
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