Asset Management
2 weeks ago
Singapore- Asset Management- PermanentLeading boutique Investment Manager is looking to hire a Senior Compliance Manager to provide regulatory advisory and ensure adherence to local and regional regulations across Singapore and Hong Kong
**Responsibilities**
- Responsible for establishing, maintaining and implementation of the compliance and risk policies and procedures, and ensuring they are at a level that meets regulator and Group standards
- Responsible for carrying out compliance controls and operations, including investment guidelines and restrictions monitoring, client/product/distribution/investment instruments, counterparties, derivatives, on-boarding/approval process
- Provide guidance and advisory to business units in developing and updating the relevant regulations, codes of conduct, internal policies and good market practices
- Perform regular checks and review to ensure adherence to regulations, policies and procedures
**Requirements**:
- Degree holder with over 5 years experience in compliance
- fund management
- Cross-border regulatory experience (Singapore, HK)
- Strong knowledge of CMS and SFA licenses
- Comfortable working as a stand-alone in a flat structure
- Strong stakeholder / communication skills
- Previous experience in asset management or Hedge Funds
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