Compliance Officer

5 days ago

Singapore COMPLUS ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full time

**Compliance Officer**

Experience with Monetary Authority of Singapore (MAS) compliance is a must. SFC, SEC, NFA, FCA experience is a plus.

**Responsibilities**:

- Advise management and employees on compliance matters and keep informed about regulatory developments
- Keep compliance policies and procedures up to date
- Identify enhancements to the firm’s compliance measures and processes and communicates to required stakeholders
- Liaise with regulatory authorities on compliance related enquiries
- Review and assist on regulatory filings and related administrative communications
- Represent and interact with examiners/auditors during internal, external, and regulatory examinations
- Ascertain training needs and conduct training necessary for staff and management
- Make recommendations to senior management on strategy and new initiatives, based on an in-depth understanding of the business
- Drive and manage compliance related projects
- Broader work or accountabilities may be assigned by management as needed

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