Chief Compliance Officer, Singapore

7 days ago


Singapore DRIVEWEALTH SINGAPORE PTE. LTD. Full time

**About The Role**

As Chief Compliance Officer, you will lead and manage the Singapore compliance function, oversee the development and implementation of compliance programs, monitor regulatory changes, and guide cross-functional teams in a fast-paced environment. You'll be responsible for ensuring compliance with MAS along with all applicable laws, regulations, and policies.

**What You’ll Do**
- Oversee the Singapore compliance functions of a MAS Capital Markets licensee that will conduct business with Singapore institutional clients
- Ensure compliance with MAS and relevant regulatory requirements
- Direct the governance, development, delivery and maintenance of best-in-class compliance programs, policies, processes and practices (which includes the provision of local training). This includes undertaking an annual enterprise-wide risk assessment for presentation to DriveWealth Singapore’s board and other senior leaders
- Handle all enquiries from the MAS (including MAS reporting), and respond to audits and regulatory assessments and own the remediation of any identified issues
- Participate as a guest at quarterly board meetings, providing compliance insights, new compliance initiatives and regulatory developments within Singapore
- Actively participate in new business initiatives, and changes to the products and services offered
- Partner with the relevant business, compliance and legal teams across DriveWealth to drive growth, in compliance with regulatory requirements
- Assume responsibility for DriveWealth Singapore’s Qualified Intermediary reporting requirements
- Discharge duties as the responsible Anti Money Laundering Officer



  • Singapore beBeeCompliance Full time $450,000 - $500,000

    Job Description:Drive enterprise-wide compliance strategy that supports business objectives and mitigates risks. Collaborate with global teams to implement compliance initiatives aligned with corporate strategy.Lead a team of compliance professionals in Singapore and work closely with international teams. Report directly to the Chief Legal Officer and be...


  • Singapore Telcoin Full time

    **Overview** Telcoin is a start-up fin-tech provider, utilizing block-chain technology to deliver cutting edge financial products and services. Telcoin is expanding rapidly, we now have operations in 9 countries and ambition to launch in many more. As part of our expansion, we are now looking to hire a Lead Compliance Officer in Singapore. We are are...


  • Singapore ALPHA LADDER GROUP PTE. LTD. Full time

    We are seeking for a highly skilled and professional Chief Regulatory Compliance Officer /SVP & Head of Regulatory Compliance , as part of our strong and compliant talent core in Singapore within our Digital Green Group in shaping the future of financial innovation, financial technology, and sustainable technology in alignment to our business growth in APAC...


  • Singapore NOAH HOLDINGS SINGAPORE PTE. LTD. Full time

    **Chief Executive Officer (COMPANY) Job Description & Requirements: A Chief Executive Officer typically includes a wide range of responsibilities related to managing and overseeing the operations of a financial institution or a financial services firm. Here are some key aspects of the role: **Strategic Leadership**: As a Chief Executive Officer, you will be...


  • Singapore EPNY.ai Full time

    **Company Profile** We are a dynamic and innovative startup in the healthcare industry, dedicated to revolutionizing the way medical insurance, medical devices, and AI healthcare products are developed and delivered. Our mission is to improve healthcare outcomes and accessibility through cutting-edge technology and strategic partnerships. We are seeking a...


  • Singapore EPNY.ai Full time

    **Company Profile** We are a dynamic and innovative startup in the healthcare industry, dedicated to revolutionizing the way medical insurance, medical devices, and AI healthcare products are developed and delivered. Our mission is to improve healthcare outcomes and accessibility through cutting-edge technology and strategic partnerships. We are seeking a...

  • Compliance Officer

    1 week ago


    Singapore KKR SINGAPORE PTE. LTD. Full time

    **Position Description & Responsibilities** We are now seeking a Compliance Officer (Private Wealth / CPG-focused) to be based in Hong Kong or Singapore. This position will be reporting to our Asia Pacific Chief Compliance Officer. **Job Specifications (including but not limited to)** - Set up a robust compliance and cross boarder framework for marketing...


  • Singapore AIG Full time

    Who we are American International Group, Inc. (AIG) is a leading global insurance organization. Building on 100 years of experience, today AIG member companies provide a wide range of property casualty insurance, life insurance, retirement solutions, and other financial services to customers in more than 80 countries and jurisdictions. These diverse...


  • Singapore beBeeCompliance Full time $6,000

    Job OverviewWe are seeking a seasoned Chief Compliance Officer to lead and oversee the development, implementation, and maintenance of our compliance program.About the RoleLiaise with key stakeholders to identify and mitigate potential risks and threats to our business operations.Develop and implement effective strategies to ensure adherence to regulatory...

  • Chief Risk

    1 week ago


    Singapore AIA Full time

    At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone. - It’s about finding new ways to not only better people's lives, but to better the communities and environments we live in. And we build on this every day with our ambition to engage one billion people to live Healthier, Longer, Better Lives by 2030._ -...