Risk & Compliance Manager
1 week ago
Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people’s career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.
Job Profile Summary:
Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and ethical integrity are essential skills for success in this role.
**Job Description**:
- Develop and implement company policies, Group’s requirements, and regulations.
- Provide guidance and assistance to business units regarding relevant regulations specific to the insurance industry. Integrate regulatory requirements into business plans and processes.
- Stay informed about insurance regulations, consultation papers, and new pronouncements. Ensure that these updates are incorporated into the procedures and disseminated to the relevant key stakeholders.
- Identify risks that could impair the company's reputation, information security, or general operations and implement ways to mitigate or eliminate them entirely.
- Collaborate with business functions to document controls related to risk management, compliance with insurance laws and regulations, established compliance programs, internal controls, and operational processes.
- Work with relevant business units to address regulatory requirements and implement relevant measures to address identified risks.
- Clearly articulate compliance-related matters to representatives and/or business units.
- Assist in managing internal audit reviews/projects related to financial, operational, and sales advisory process aspects specific to risk and compliance.
- Assist in monitoring control systems to deal with violations of regulations and internal policies.
- Review existing processes relating to data privacy, regulatory, sales compliance and financial crimes requirements.
- Provide regular and/or ad-hoc reporting to relevant governance forums.
- Undertake ad-hoc tasks, projects or reviews as directed by Head of Risk and Compliance.
Competencies & Personal Traits
Who we are looking for:
- Experience in regulated insurance financial institution and familiar with all applicable statutes, rules, and regulations relevant to the Financial Advisers industry. These may include the Financial Advisers Act, MAS Codes, Notices, Guidelines, and AML/CFT regulations.
- Excellent communicator, ability to translate regulatory requirements relevant to the business and representatives.
- Nimble and flexible to change, able to adapt to fast-paced and changing situations.
- Experience in Compliance and Risk processes.
- Organized and meticulous.
- Stakeholder management, enjoys working with people at all levels of seniority.
Working Experience:
- At least 5-6 years of working experience in risk and/or compliance roles. This experience is preferably gained within the insurance industry.
- Exposure to the Financial Advisers sector, regulatory compliance, and risk management is highly valuable.
**Education**:
- Degree in any discipline.
**Language**:
- Strong command of the English language.
-
Apac Amp Inventory Data Analyst
7 days ago
Singapore PFIZER ASIA MANUFACTURING PTE. LTD. Full timeResponsible for leading AMP APAC initiatives to optimize FG planning and inventories and prevent obsolescence and slow-moving inventory in APAC. Working very closely with the AMP Team Leads and AMP planners the role is responsible for setting up a process enabling, Markets, AMP APAC, and GSC Regional Team to identify and proactively address early network...
-
Senior Manager
3 days ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...
-
Risk and Compliance Manager
4 hours ago
Singapore AMPLIFY HEALTH ASIA PTE. LIMITED Full time**Where you would add value** As Risk and Compliance Manager, you will report to and support the Head of Risk and Compliance to drive, execute and manage the end-to-end Risk Management Framework and its effective implementation across business and in accordance with the Board and regulatory requirements. **How you would make a difference** 1. Risk and...
-
Risk and Compliance Manager
4 hours ago
Singapore AMPLIFY HEALTH ASIA PTE. LIMITED Full time**Instructions for interested applicants** **Where you would add value** As Risk and Compliance Manager, you will report to and support the Head of Risk and Compliance to drive, execute and manage the end-to-end Risk Management Framework and its effective implementation across business and in accordance with the Board and regulatory requirements. **How...
-
Risk Compliance Manager
1 week ago
Singapore TRITERRAS FINTECH PTE. LTD. Full time_**Key Responsibilities of the Job**_ - Risk Management_ - Support the Organisation in delivering and publishing new policies and guidelines for Group Risk & Compliance Plan - Ensure that adequate and effective risk management policies and arrangements are established, implemented, and maintained - Ensure regular monitoring against risk appetite, the...
-
Risk Management Professional
4 days ago
Singapore MOORE RISK MANAGEMENT PTE. LTD. Full timeCompany OverviewMoore Risk Management Pte. Ltd. is a leading provider of risk management services, dedicated to helping clients navigate the complexities of a rapidly changing business environment.Job DescriptionWe are seeking a highly motivated and detail-oriented Audit and Compliance Specialist to join our team. As an Audit and Compliance Specialist, you...
-
Compliance & Risk Manager
1 week ago
Singapore PILGRIM PARTNERS ASIA (PTE.) LTD. Full time**Key Responsibilities** - Responsible for day-to-day management of risk & compliance issues of the company - Working with management on, and ensuring compliance with, applicable laws and regulations, including various MAS guidelines such as AML/ CFT, outsourcing, technology risk management and periodic filings/ notification to MAS - Responsible for...
-
Compliance and Risk Manager
4 days ago
Singapore ALPHASEARCH PTE. LTD. Full timeAs a Compliance and Risk Manager with Alphasearch PTE. LTD., you will play an integral part in implementing compliance monitoring programs and developing and maintaining a risk-based enterprise risk management framework.You will be responsible for supporting regulatory reporting, handling board matters, facilitating investor due diligence, and conducting...
-
Risk & Compliance Manager
1 week ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full timeJob Profile Summary: Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and...
-
Risk & Compliance Manager
1 week ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time**Job Profile Summary: Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and...
-
Risk & Compliance Manager
1 day ago
Singapore KINERGY CORPORATION LTD. Full timeDevelop and enhance compliance policies and procedures to comply with regulatory requirements - Develop risk management strategies - Support the group’s business in Singapore & work closely with Legal, Compliance & Risk Management teams - Dealing and being the point of contact for the regulators - Reporting on compliance - Conduct compliance risk...
-
Compliance & Risk Manager
1 week ago
Singapore DATAPOST PTE LTD Full timeThe primary focus of a Risk & Compliance Management role in DataPost is to establish and manage a company-wide risk & compliance management environment. This shall be achieved through a multi-disciplinary approach of policies, risk assessments & controls, compliance reviews, and communication. In addition, to be the focal contact point for all Regulatory &...
-
Risk & Compliance Manager
2 days ago
Singapore Intertrust Full time**R&C Manager, Singapore** **Location: Singapore** **Department: Risk and Compliance** **Vacancy type: Full Time** **The Position** Report directly to the Head of Risk and Compliance, Singapore. Responsible to ensure risk and compliance with the relevant local legal and regulatory requirements as well as in-house policies and procedures by various...
-
Compliance and Risk Manager
5 days ago
Singapore TRI-CAP CONSULTING PTE. LTD. Full timeWe are looking for a highly skilled Compliance and Risk Manager to oversee our REIT's compliance framework and ensure adherence to regulatory requirements.This critical role involves developing and implementing policies and procedures to mitigate risk and prevent non-compliance.The successful candidate will work closely with senior management to identify and...
-
Risk & Compliance Manager
1 week ago
Singapore Prudential plc Full timePrudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...
-
Manager, Risk
1 week ago
Singapore Keppel Telecommunications & Transportation Full time' Compliance - Lead / Co-lead the implementation of the compliance programme, initiatives, policies and culture across Keppel, including continuous improvement of the compliance programmes. - Develop and support new initiatives in the Compliance programme that are more forward-looking in nature such as identification and assessment of regulatory risk. -...
-
Compliance Risk Manager
5 days ago
Singapore THE EDGE PARTNERSHIP HOLDINGS PTE. LTD. Full timeJoin Our TeamWe are looking for a talented Compliance & Risk Assurance Specialist to join our quality assurance team. The ideal candidate will have a strong background in audit and risk management, with excellent written and verbal communication skills.About the RoleThe Compliance & Risk Assurance Specialist will be responsible for conducting operational and...
-
Compliance Risk Manager
1 week ago
Singapore DBS Bank Limited Full timeJob SummaryWe are seeking an experienced Compliance Risk Manager to join our team at DBS Bank Limited. As a key member of our risk management group, you will play a vital role in shaping and strengthening our risk governance framework.About the RoleIn this critical position, you will be responsible for leading unit's operational risk management efforts,...
-
Compliance Risk
1 day ago
Singapore ADECCO PERSONNEL PTE LTD Full timeRoles & ResponsibilitiesThe Opportunity· Adecco is partnering our client, one of the world's largest financial services organization· We are looking for a Compliance Risk - Independent Compliance Risk Management (ICRM) · This is a maternity cover with fixed end date 01 Aug 2025The Job· Designing, developing, delivering and maintaining best-in-class...
-
Compliance & Risk Manager
1 day ago
Singapore RUIFENG WEALTH MANAGEMENT PTE. LTD. Full timeRuifeng Wealth Management Pte. Ltd. is a fund management firm licensed by the Monetary Authority of Singapore. We operate on an external asset management business model servicing accredited investors and institutional investors. _ **Outline of the Position**: - Maintain and improve the firm’s compliance and risk management initiatives. - Review and...