Compliance & Risk Manager
2 weeks ago
**Key Responsibilities**
- Responsible for day-to-day management of risk & compliance issues of the company
- Working with management on, and ensuring compliance with, applicable laws and regulations, including various MAS guidelines such as AML/ CFT, outsourcing, technology risk management and periodic filings/ notification to MAS
- Responsible for monitoring of staff dealing as required by internal procedures
- Facilitate audit processes for compliance related matters by internal and external auditors
- Developing risk management strategies and working closely with trading heads to ensure that the risk management processes are adhered to at the operational level
- Liaising with auditors & vendors on risk management and compliance related matters
- Supporting management in reporting to the boards on risk and compliance matters
**Pre-requisites**:
- Degree in Finance/ Banking/Accountancy/ Law
**- At least 15 years working experience in treasury, fund admin, fund management, FX, fixed income, risk, legal or compliance functions. Willing to pivot into a full-time career in compliance and risk
- Familiar with the Securities and Futures Act, Financial Advisers Act, MAS Regulations, Listing Rules and Enterprise Risk Management processes
- Ideally possessing experience & understanding of laws and regulations as well as risk management principles of Cayman/VCC fund structuring/business trust or fund management businesses
- Mature with attention to details, positive attitude, hardworking and at team player
- Ability to prioritise, multi-task and good project management skills
- Good communication skills and ability to manage different stakeholders to balance conflicting interests
-
Apac Amp Inventory Data Analyst
2 weeks ago
Singapore PFIZER ASIA MANUFACTURING PTE. LTD. Full timeResponsible for leading AMP APAC initiatives to optimize FG planning and inventories and prevent obsolescence and slow-moving inventory in APAC. Working very closely with the AMP Team Leads and AMP planners the role is responsible for setting up a process enabling, Markets, AMP APAC, and GSC Regional Team to identify and proactively address early network...
-
Senior Manager
1 week ago
Singapore Office of Risk Management and Compliance Full time**Posting Start Date**:21/01/2025 About ORMCThe Compliance, Data & Technology Risk unit of NUS Office of Risk Management and Compliance (“ORMC”) is seeking a highly skilled and experienced Compliance professional to oversee compliance risk management initiatives. The role is responsible for ensuring that the university is aware of and adheres to all...
-
Risk and Compliance Manager
6 days ago
Singapore AMPLIFY HEALTH ASIA PTE. LIMITED Full time**Where you would add value** As Risk and Compliance Manager, you will report to and support the Head of Risk and Compliance to drive, execute and manage the end-to-end Risk Management Framework and its effective implementation across business and in accordance with the Board and regulatory requirements. **How you would make a difference** 1. Risk and...
-
Risk and Compliance Manager
6 days ago
Singapore AMPLIFY HEALTH ASIA PTE. LIMITED Full time**Instructions for interested applicants** **Where you would add value** As Risk and Compliance Manager, you will report to and support the Head of Risk and Compliance to drive, execute and manage the end-to-end Risk Management Framework and its effective implementation across business and in accordance with the Board and regulatory requirements. **How...
-
Risk Compliance Manager
2 weeks ago
Singapore TRITERRAS FINTECH PTE. LTD. Full time_**Key Responsibilities of the Job**_ - Risk Management_ - Support the Organisation in delivering and publishing new policies and guidelines for Group Risk & Compliance Plan - Ensure that adequate and effective risk management policies and arrangements are established, implemented, and maintained - Ensure regular monitoring against risk appetite, the...
-
Risk Management Professional
1 week ago
Singapore MOORE RISK MANAGEMENT PTE. LTD. Full timeCompany OverviewMoore Risk Management Pte. Ltd. is a leading provider of risk management services, dedicated to helping clients navigate the complexities of a rapidly changing business environment.Job DescriptionWe are seeking a highly motivated and detail-oriented Audit and Compliance Specialist to join our team. As an Audit and Compliance Specialist, you...
-
Risk Compliance Manager
4 days ago
Singapore KAIROS GLOBAL SEARCH PTE. LTD. Full timeJob DescriptionKAIROS GLOBAL SEARCH PTE. LTD. is seeking an experienced Risk & Compliance Manager to oversee regulatory compliance, risk management, and governance frameworks within the bank.The successful candidate will ensure adherence to regulatory requirements, mitigate risks, and support the development of a strong risk-aware culture across the...
-
Risk & Compliance Manager
3 days ago
Singapore First Plus Full timeWe’re looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a board range of regulatory risk and compliance related issues of the fund management business. **Key Responsibilities Include** - Monitor regulatory developments and...
-
Risk & Compliance Manager
11 hours ago
Singapore EXCLUSIVE NETWORKS ASIA PTE. LTD. Full timeDUTIES AND RESPONSIBILITIES This role reports to the Global Risk & Compliance Director who is based in Paris, France. Exclusive Networks’ Risk and Compliance Group department is in charge of the global Compliance programs, in particular drive the Corruption prevention program to strengthen its roll-out and control its effectiveness across the...
-
Risk and Compliance Manager
11 hours ago
Singapore FNZ Full timeRole Description This position is located within our Singapore office and will have responsibility in the day-to-day risk and compliance activities of the Singapore business. The key objective of this role is to ensure the risk and compliance obligations are met and run in an efficient, effective and consistent manner. Specific Role Responsibilities This...
-
Compliance and Risk Manager
1 week ago
Singapore ALPHASEARCH PTE. LTD. Full timeAs a Compliance and Risk Manager with Alphasearch PTE. LTD., you will play an integral part in implementing compliance monitoring programs and developing and maintaining a risk-based enterprise risk management framework.You will be responsible for supporting regulatory reporting, handling board matters, facilitating investor due diligence, and conducting...
-
Risk & Compliance Manager
2 weeks ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full timeJob Profile Summary: Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and...
-
Risk & Compliance Manager
2 weeks ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time**Job Profile Summary: Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and...
-
Risk & Compliance Manager
7 days ago
Singapore KINERGY CORPORATION LTD. Full timeDevelop and enhance compliance policies and procedures to comply with regulatory requirements - Develop risk management strategies - Support the group’s business in Singapore & work closely with Legal, Compliance & Risk Management teams - Dealing and being the point of contact for the regulators - Reporting on compliance - Conduct compliance risk...
-
Compliance & Risk Manager
2 weeks ago
Singapore DATAPOST PTE LTD Full timeThe primary focus of a Risk & Compliance Management role in DataPost is to establish and manage a company-wide risk & compliance management environment. This shall be achieved through a multi-disciplinary approach of policies, risk assessments & controls, compliance reviews, and communication. In addition, to be the focal contact point for all Regulatory &...
-
Risk & Compliance Manager
1 week ago
Singapore Intertrust Full time**R&C Manager, Singapore** **Location: Singapore** **Department: Risk and Compliance** **Vacancy type: Full Time** **The Position** Report directly to the Head of Risk and Compliance, Singapore. Responsible to ensure risk and compliance with the relevant local legal and regulatory requirements as well as in-house policies and procedures by various...
-
Compliance and Risk Manager
1 week ago
Singapore TRI-CAP CONSULTING PTE. LTD. Full timeWe are looking for a highly skilled Compliance and Risk Manager to oversee our REIT's compliance framework and ensure adherence to regulatory requirements.This critical role involves developing and implementing policies and procedures to mitigate risk and prevent non-compliance.The successful candidate will work closely with senior management to identify and...
-
Risk & Compliance Manager
2 weeks ago
Singapore Prudential plc Full timePrudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...
-
Manager, Risk
2 weeks ago
Singapore Keppel Telecommunications & Transportation Full time' Compliance - Lead / Co-lead the implementation of the compliance programme, initiatives, policies and culture across Keppel, including continuous improvement of the compliance programmes. - Develop and support new initiatives in the Compliance programme that are more forward-looking in nature such as identification and assessment of regulatory risk. -...
-
Compliance Risk Manager
2 days ago
Singapore AMBITION GROUP SINGAPORE PTE. LTD. Full timeJob OverviewThe Ambition Group Singapore PTE. LTD. is seeking a seasoned Compliance Risk Manager to spearhead our compliance programs and ensure seamless risk management across the organization.