Compliance Assurance Conduct Business Associate

3 days ago

Singapore Danos Group Full time

Duties & Responsibility
- Assess conduct and reputational risks through the performance of business and thematic Conduct reviews
- Providing assurance on the effectiveness of conduct and reputational risk management
- Conducting assurance activities that identify risk/ control/ outcome deficiencies of the upmost relevance, providing valuable insights and informed opinions
- Keeping up to date on business developments, regulatory change, internal policies, and Compliance objectives

Requirement
- 3-5 years of experience within compliance or a similar control function at an investment bank or financial institution
- Excellent verbal and written communication, good interpersonal and experience of discussing contentious observations with management and recommending necessary actions
- Solid understanding of Investment Banking business, particularly Markets, and preferably with working experience in a Global Investment Bank

  • Compliance Assurance Conduct Business Analyst

    6 days ago

    Singapore VALUE SEARCH ASIA PTE. LIMITED Full time

    **Compliance Assurance Conduct Business Analyst** - Global Investment Bank - APAC Opportunity - Technical Compliance Our client is a global investment bank with a strong presence in Asian markets. They are currently looking for a Compliance Assurance Conduct Business Analyst to join the Compliance Assurance Conduct team. The Compliance Assurance Conduct...

  • Analyst/associate - Conduct Compliance & Culture

    1 week ago

    Singapore ING Full time

    **JOB DESCRIPTION** **Business**:Compliance **Position**:Regional Compliance Analyst/Associate (Conduct Compliance and Culture), based in Singapore **Reporting to**: Regional Head of Conduct Compliance and Culture, Wholesale Banking Asia**: ***: **ROLE SUMMARY & PROFILE**: **Overview** Compliance Analyst/Associate sought to assist the Wholesale Banking...

  • Market Conduct Investigator

    1 week ago

    Singapore Prudential Assurance Company Singapore Full time

    Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...

  • Apac Compliance Assurance

    1 hour ago

    Singapore Barclays Full time

    Join us at Barclays’ Compliance Assurance team, where you’ll play a crucial role in ensuring compliance with conduct risks while working with stakeholders across APAC and globally. Wide knowledge of Investment Banking, Private Banking and Corporate Banking business, preferably with a global Investment bank will be a plus.You should possess exceptional...

  • Associate, Assurance

    4 weeks ago

    Singapore RSM SG ASSURANCE LLP Full time

    Roles & ResponsibilitiesPerform assurance engagement in compliance with professional standards - act with integrity and professionalism Use of data analytics tools to gather and analyse data Empathise and discuss client's issues through good understanding of client's business – develop business adviser mindset early, build good personal rapport with...

  • Wb Asia Compliance Associate

    2 weeks ago

    Singapore ING Full time

    Compliance Associate sought to assist the Wholesale Banking Asia Conduct Compliance and Culture (CCC) team, which focuses on managing risks relating to those arising from Market Conduct, Conflicts of Interest, Unfair Customer Treatment, Anti-Competitive Conduct, Data Protection, Data Retention, Regulatory Registration and Licensing.

  • Apac Compliance Assurance

    6 days ago

    Singapore Barclays Full time

    **Date live**: 06/10/2025 **Business Area**: Compliance **Area of Expertise**: Compliance **Contract**: Permanent **Reference Code**: JR-0000056277 Compliance is a broad, multidisciplinary function at Barclays that oversees our global business operations. We ensure the bank lives its values, meets regulatory requirements, and follows our codes of conduct....

  • Associate, Assurance

    2 weeks ago

    Singapore RSM SG ASSURANCE LLP Full time

    Perform assurance engagement in compliance with professional standards - act with integrity and professionalism - Use of data analytics tools to gather and analyse data - Empathise and discuss client’s issues through good understanding of client’s business - develop business adviser mindset early, build good personal rapport with client in a...

  • Compliance Assurance

    2 days ago

    Singapore Barclays Full time

    Overview Join Barclays' Compliance Assurance team as an Compliance Assurance - Assistant Vice President with deep expertise in Private Banking. This role conducts Private Banking product-focused testing addressing Compliance risks (excluding Financial Crime) and engages stakeholders across APAC and globally. While broad knowledge of Global Investment...

  • Market Conduct Investigator

    3 weeks ago

    Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

    Roles & ResponsibilitiesPrudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the...