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Compliance Assurance Conduct Business Associate

3 weeks ago

Singapore Danos Group Full time

Duties & Responsibility
- Assess conduct and reputational risks through the performance of business and thematic Conduct reviews
- Providing assurance on the effectiveness of conduct and reputational risk management
- Conducting assurance activities that identify risk/ control/ outcome deficiencies of the upmost relevance, providing valuable insights and informed opinions
- Keeping up to date on business developments, regulatory change, internal policies, and Compliance objectives

Requirement
- 3-5 years of experience within compliance or a similar control function at an investment bank or financial institution
- Excellent verbal and written communication, good interpersonal and experience of discussing contentious observations with management and recommending necessary actions
- Solid understanding of Investment Banking business, particularly Markets, and preferably with working experience in a Global Investment Bank