Analyst/associate - Conduct Compliance & Culture

6 days ago

Singapore ING Full time

**JOB DESCRIPTION**

**Business**:Compliance

**Position**:Regional Compliance Analyst/Associate (Conduct Compliance and Culture), based in Singapore

**Reporting to**: Regional Head of Conduct Compliance and Culture, Wholesale Banking Asia**:
***:
**ROLE SUMMARY & PROFILE**:
**Overview**

Compliance Analyst/Associate sought to assist the Wholesale Banking Asia Conduct Compliance and Culture (CCC) team, which focuses on managing risks relating to those arising from Unfair Customer Treatment, Anti-Competitive Conduct, Market Conduct, Data Protection, Data Retention, Regulatory Registration and Licensing.

The Asia CCC team reports into the Regional Head of Wholesale Banking Compliance located in Singapore. Apart from the CCC team, the Regional Compliance team also comprises other teams such as Financial Crime team (focusing on Anti Money Laundering and Sanctions), Compliance Quality Assurance (focusing on independent testing and second line challenge), Integrated Compliance (focusing on compliance governance framework and management information reporting).

**Key Responsibilities**
- Functionally support ING in being an integrity-led bank; being compliant with applicable laws and regulations and doing the right things the right way;
As part of the Asia CCC team
- actively contribute to the trade and e-communications surveillance activity, by conducting the review, investigation of auto-generated alerts, as well as manual monitoring to address CCC related risks,
- work closely with ING colleagues from the various functional representatives, and Local Compliance teams around Asia to incorporate the requirements of the laws and regulations (where relevant) into the compliance monitoring processes
- participate in the regular compliance update meetings and conference calls organised by the various Centre of Excellence (CoE) contacts in the topic areas which come under the CCC scope.
- contribute actively as a key Asia representative in user acceptance testing (UAT) phased rollout and or enhancement programs which are part of the bank’s global Trade
- and E-Communications Surveillance roadmap.
- work closely with Regional Head of CCC to strengthen an appropriate compliance culture through various means, including development of specialized training programs.
- prepare reportable CCC related updates and materials to be submitted for presentation at the relevant Wholesale Banking Asia management meetings.

**We are looking for (key competencies and qualifications)**:

- Keen interest and appreciation of the financial markets products (e.g. bonds, derivatives) and related dealing room control and risk management functions
- Relevant audit or control monitoring experience in electronic communications
- and trade
- surveillance, data analytics
- Ability to multi-task and attention to detail
- Organized and have good interpersonal skills
- Enjoy challenges and willing to take on new tasks
- “Hands-on” and possess a positive “can do” attitude
- Team player

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