
Compliance Manager, Asset Management Firm
2 weeks ago
Our client is an asset management firm that invests in multi-asset classes such as private equity funds, credit funds etc. As the business continues to grow, they are looking for a Compliance Manager and the role is based in Singapore.
**Responsibilities**:
- Liaise with regulators on regulatory license requirements and compliance filing
- Manage and update the firm’s compliance policies and framework
- Keep track of new regulatory development and provide updates to the firm
- Update and advise the management on compliance issue and ensure the firm is in line with the regulatory standard and requirements
- Assist in KYC/AML review on investors, CRS/FATCA filing
- Identify any potential compliance issues and provide solutions to the business
- Provide compliance training and updates to the firm’s employees
- Participate in compliance projects when necessary
Skills / experience requirements
- At least four years of Compliance experience in the Asset Management / Fund Management experience
- Bachelor’s degree or other tertiary qualification
- Good understanding on regulatory compliance
- Good communication and analytic skills
- Hands-on and adaptable to work in a small office environment
- Meticulous, diligent, motivated
EA License Number: 20C0180| Registration no: R1876188 |
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