Senior Compliance Manager

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

**Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Senior Compliance Manager - Fund Management Senior Compliance Manager - Fund Management Direct message the job poster from Drake International Singapore Team Manager, Legal & Compliance at Drake International Asia My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to...

**About the job**: My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Manager to join a dynamic team and play a key role in maintaining our high standards of regulatory compliance. **The Role**: As a Senior...

My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Manager to join a dynamic team and play a key role in maintaining our high standards of regulatory compliance.The Role: As a Senior Compliance Manager, you will be...

About the job My client is a fast-growing, innovative company in the financial services industry, committed to providing seamless and transparent solutions to our customers. We are seeking a Senior Compliance Manager to join a dynamic team and play a key role in maintaining our high standards of regulatory compliance. The Role: As a Senior Compliance...

Job Title:Senior Business LeaderAbout the Role:We are seeking an experienced Senior Business Leader to drive business growth, optimize operations, and lead a high-performing management team.Key Responsibilities:Develop and execute business strategies aligned with company goals and market demands.Define, monitor, and achieve KPIs, driving market expansion and...

As the Senior Manager of Legal & Compliance Department (“Department”) of Bank of China Limited Singapore Branch (“the Branch”), the incumbent will report to the General Manager of Department. Main responsibilities include supporting General Manager of Department in the following areas: 1. Monitor and supervise the Branch’s technology risk,...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...