Compliance Manager

5 days ago

Singapore Danos Group Full time

**Compliance**:

- Lead compliance oversight and regulatory engagement in Singapore.
- Develop and execute risk-based compliance monitoring programs.
- Manage complaint handling, financial promotion reviews, fair dealing, and staff training.
- Oversee regulatory reporting, policy updates, internal investigations, and committee reporting.
- Maintain proactive dialogue with MAS and internal stakeholders.
- Foster a strong compliance culture and ensure awareness of regulatory changes.

**Anti-Money Laundering (AML)**:

- Act as **MLRO** and oversee AML/CTF controls, systems, and policies.
- Lead the firm’s AML strategy and maintain MAS relationships.
- Implement AML monitoring programs and deliver AML training.
- Prepare annual MLRO reports and ensure ongoing staff awareness.
- Represent the firm at AML and financial crime forums.
- At least 5 years of relevant compliance experience working with a financial services firm, especially within broker dealer
- A recognised degree in Accountancy/Business/Finance or related fields
- Able to work independently and has a proactive and "can-do" attitude
- Meticulous, and good work ethics and career trajectory
- Strong leadership, stakeholder management, and policy execution skills.
- Ability to operate autonomously and influence across functions and geographies.

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