Junior Compliance Analyst

14 hours ago

Singapore DR CONSULTANCY SERVICES PTE. LTD. Full time

Our client is a world leader in Banking, Trust and Investment businesses. We are seeking a Junior Compliance Analyst who will report to a Manager, Compliance & MLRO. He/She is responsible for providing support to the Singapore team ensuring the Group’s Compliance and Financial Crime policies and procedures follow best practices and meet legislative and regulatory requirements.

The job responsibilities will include:

- Reviewing transaction and suspicious activity reports and alerts, preparing summary of findings and escalating issues or concerns as required;
- Reviewing compliance onboarding practices and documentation, liaising with the business and making recommendations for potential improvements;
- Completing validation testing based on agreed parameters, engage with the business on identified areas of concern and prepare and present reports accordingly;
- Supporting the business to ensure compliance with Singapore regulatory requirements are consistently met as it pertains to Trust and Fiduciary activity, and in particular, the Trust Companies Act;
- Preparing reports and presenting information in response to queries from members of Group Compliance while identifying any data quality issues and recommending solutions and opportunity for improvement;
- Undertaking Compliance Investigations, Monitoring & Surveillance (Second Line of Defense) and Compliance Assurance Testing;
- Supporting the MLRO in the review and assessment of regulatory changes and advising management as it relates to regulatory and operational change;
- Providing local Compliance training where deemed relevant, in addition to Group e-learnings.

Qualifications and skills required:

- Post-secondary education coupled with minimum of 2 years previous Compliance or Financial Crime experience, preferably within the Trust industry.
- Ability to analyze reports, identify issues and promptly and appropriately escalate risks and/or failure of standards to be met with recommendations for remediation.
- Strong communication skills, both written and spoken with the ability to effectively engage and work with colleagues and stakeholders across the organization.
- Sound level of understanding of the role of Compliance and Risk Management within a financial services firm.
- Ability to produce and maintain reliable recordkeeping arrangements of activities undertaken to ensure that such records meet internal and external requirements.
- Ability to operate effectively in a multi-disciplinary team, and independently to deliver high quality work.
- Ability to assess the effectiveness of Compliance and Financial Crime processes and procedures and, where appropriate, recommend “best practice” changes to such processes and procedures arising from analytical reviews performed.
- Strong analytical and problem-solving skills with ability to multi-task and work to tight deadlines.
- High ethical standards with the ability to handle sensitive and confidential matters with absolute discretion.

  • Compliance Analyst

    3 days ago

    Singapore WAYSTONE COMPLIANCE SOLUTIONS (SINGAPORE) PTE. LTD. Full time

    Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

  • Middle Office Junior Analyst

    7 days ago

    Singapore SANTA LUCIA ASSET MANAGEMENT PTE. LTD. Full time

    **_Profile of Santa Lucia Asset Management (SLAM) -**: We are a c. $1bn AUM pan-Asian boutique investment firm headquartered in Singapore (CMS License) with affiliate offices in Jakarta, Taipei and London. We serve institutions, family offices, and high net worths. SLAM follows a philosophy of constructive engagement and deep management contact, responsible...

  • Junior Analyst

    1 day ago

    Singapore THE SUPREME HR ADVISORY PTE. LTD. Full time

    Junior Analyst / Trader Location: Thomson Road Working Day: 5 Days (Mon - Fri) Working Hour: 9am - 6pm Salary : $3500 - $5500 Responsibilities Conduct financial and market research across asset classes (e.g. equities, fixed income, FX, alternatives) Assist in portfolio construction, performance monitoring, and reporting Execute trades under...

  • Compliance Analyst

    7 days ago

    Singapore Kaplan Higher Education Academy Pte Ltd Full time

    COMPANY DESCRIPTION Kaplan is one of the world’s largest and most diverse education providers with over one million students globally. Headquartered in US, Kaplan is part of Graham Holdings (formerly The Washington Post Company) and is its largest subsidiary. Kaplan in Singapore has students from over 35 countries and regions. As a Lifelong Integrated...

  • Compliance Analyst

    7 days ago

    Singapore Independent Reserve Full time

    Compliance Analyst Join our growing team as a Compliance Analyst in Singapore. Reporting to the Head of Compliance, this role is an exciting opportunity to work in a dynamic environment, ensuring regulatory adherence and contributing to a strong compliance culture. As a Compliance Analyst, you will be responsible for conducting regulatory research,...

  • Junior Systems

    4 days ago

    Singapore halcyonknights Full time

    Junior Systems / Solution Analyst - Fast Track your career to a Solutions Architect - 2 - Year Fixed Term opportunity - Bella Vista based - $115,000 package This Bella Vista Based Client is looking for a Systems / Solutions Analyst to will join their Solutions Architecture team and be responsible for understanding business needs, and working with Solution...

  • Compliance Analyst

    1 day ago

    Singapore Taylor Root Full time

    We are currently partnering with one of the leading international professional services firms in Singapore to recruit for a Compliance Analyst (KYC/AML). The successful candidate will play a crucial role in ensuring the firm adheres to regulatory requirements and internal policies. You will be responsible for conducting AML/KYC/Due Diligence, reviewing...

  • Junior Business Performance Analyst

    3 days ago

    Singapore OISHI MANUFACTURING PTE. LTD. Full time

    For over 20 years, **Oishi**has been recognised as a trusted manufacturer and wholesale supplier of halal-certified ice cream, gelato, sorbet, soft serve premixes, crepe premixes, waffles, cones, frozen lava cakes and equipment. Our diverse range of clients includes hotels, restaurants, cafes, fast food chains, caterers, cruise ship suppliers, event...

  • Junior Contracts Analyst

    1 day ago

    Singapore Gunvor Group Full time

    Junior Contracts Analyst (6-mths contract) page is loaded Junior Contracts Analyst (6-mths contract) Apply locations Singapore time type Part time posted on Posted Yesterday job requisition id JR Job Title: Junior Contracts Analyst (6-mths contract)Contract Type: Fixed Term Time Type: Part time Job Description: Summary of Company Gunvor Group is one of the...

  • Junior SAP HR Functional Analyst

    7 days ago

    Singapore Peoplebank Full time

    4 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Job Title: Junior SAP HR Functional AnalystLocation: SingaporeContract RenewableSalary: Up to SGD 4,000 per monthSingaporeans ONLYAbout The RoleWe are seeking a motivated Junior SAP HR Functional Analyst to join our IT functional team. You will...