Commodities Compliance Officer, Vice President

**Location**

Singapore, Central Singapore

**Job Type**

**Salary**

$8,000 - $16,000 Per Month

**Date Posted**

4 hours ago

Additional Details

**Job ID**

1189

**Job Views**

1

**Job Description**:
Roles & Responsibilities

**DESCRIPTION/RESPONSIBILITIES**:
**What it Means To Work Here**

Here, you'll feel welcomed and valued. Our clients, transactions, deals and projects are global so we work hard to create diverse, inclusive teams that support our business and each other. Learn about our culture here.

**Our Compliance Department**

With a diverse department of Compliance professionals supporting all lines of our business around the globe, the department is working diligently to present all business partners with innovative, thoughtful and tailored solutions to the challenges they face. The Compliance function has a strong culture which is focused on delivering first class support to the business while providing a credible challenge where necessary. It seeks to promote best practice, foster employee development and deliver the goals of the Firm wide Risk organization.

**Markets Compliance Team**

The Markets Compliance team is responsible for setting policies, providing training and real-time interpretation of financial regulations to the APAC Markets businesses. The team forms part of the APAC Compliance Department which covers JPMorgan’s Corporate and Investment Banking, Security Services, Asset Management and Private Banking businesses in the region.

**Role Description**

The team is recruiting for a VP level position to join the Markets Compliance team, providing primary line of Business relationship management and regulatory support to the respective Sales and Trading functions of the Asia Commodities, Currencies and Emerging Markets (CCEM), Credit Markets and Rates Markets Group (“Asia FICC Markets Business”).

The Asia FICC Markets Business is primarily located in Singapore and Hong Kong with significant presence in various countries including China, Korea, India, Taiwan, Indonesia and Malaysia. As the individual who takes on this role, you will be responsible for managing the compliance risk associated with operating the Asia FICC Markets Business, working closely with other functional partners and Compliance Officers across the region whilst coordinating globally. Your role is to provide compliance coverage to the Commodities Business in Asia.

**As a Markets Advisory Compliance Officer, you will be responsible for**:

- Assessing the impact of new financial regulations and developing appropriate Compliance policies and procedures, and keeping them up to date;
- Assessing regulatory and compliance risks inherent in existing and new product and business activities;
- Providing robust credible challenge to senior business management and all relevant business stakeholders;
- Providing timely regulatory compliance advice, real-time interpretation of internal Compliance policies and procedures in response to ad hoc enquiries from the business;
- Coordinating and liaising with other compliance groups as well as control functions to initiate, and deliver control process enhancements where required;
- Investigating and resolving escalation alerts from Compliance Surveillance and self-escalations from the business;
- Designing and performing risk based Compliance monitoring tests;
- Preparing materials for and conducting Compliance training across Asia;
- Representing APAC businesses in regional and global Compliance working groups to communicate APAC issues as well as stay abreast of Global Compliance Program; and
- Coordination and liaison with APAC countries and corporate compliance groups as well as other corporate control functions such as legal, business management, controls, audit, tax and finance as required.
**Experience/Qualifications**
- Minimum 7+ years of experience within a financial institution in the Asia Pacific Region with coverage in relevant fixed income products;
- Familiar with sales and trading compliance risks, such as management of conflicts of interest, prohibition of market manipulation and insider dealing, mis-selling;
- Minimum of bachelors degree or equivalent;
- Strong interpersonal and influencing skills, with the ability to establish credibility and strong partnership with senior business leaders;
- Strong analytical, problem-solving and organizational skills, as well as the ability to manage several multiple projects simultaneously;
- We’re a global company whose primary business language is English and so fluency in English is required.
- Given the country exposure of this role stemming across Hong Kong and China it is preferable to have speaking fluency in Mandarin;
- Strong sense of ownership and responsibility;
- Ability to multi-task, prioritise and project manage complex issues; and
- Inquisitive with a keen eye for to detail.

Tags

commodities

compliance

officer

vice

president