Compliance Officer

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

**Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...

**Job Description The Compliance Officer is responsible for ensuring that the company complies with all applicable regulations, laws, and industry best practices related to life insurance sector. This role involves implementing, monitoring, and enforcing the company’s compliance policies and procedures, and ensuring that all employees understand and adhere...

Blockfort Pte Ltd is part of the Coinweb group, is expanding our Global compliance Team. The position is compliance officer, based in Singapore for Blockfort; you’re responsible for ensuring a company complies with its outside regulatory requirements and internal policies. In short, you're responsible for making sure that your employer plays by the rules...

**Position**:Compliance Officer **Location**:Singapore **Industry**:Financial Services **Employment Type**:Full-time **About the Company**: NEBA Private Clients are a leading financial advisory firm in Singapore with offices around the world, committed to providing sound financial solutions to clients. We strive to uphold the highest standards of...

**Job description for Compliance Officer Compliance function and scope below: 1 Manage the compliance function with a direct reporting line to the Company MD and a dotted-line reporting to the Group Compliance Department in Japan head office. 2 Prepare and maintain compliance calendar for the function and ensure all due dates are adhered to. 3 Develop,...

**Requirements**: - A relevant degree in Finance, Business or Accountancy - Minimum 2 years of Compliance/AML/CFT/SANCTION experience in a bank or financial institution - Knowledge in MAS rules and regulations - Keen interest in compliance with long term plans to remain in this field - Self-motivated and committed - Resourceful, motivated and willingness to...

**About the role** As a Compliance Officer, you will be responsible for - Ensuring the company complies with local and all internal policies and controls are adequate and adhere to the requirements set by local related regulatory. - Coordinating staff training and competence to ensure obligations are met including drafting and issuing supplementary training...

**About AETOS**: AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies. **AETOS Support Services Pte Ltd...

Compliance Officer - Associate / Assistant Manager Non-disclosed Singapore Apply now Posted 1 day ago In-Office Job Permanent $4k - $5k Compliance Officer - Associate / Assistant Manager Non-disclosed Singapore Apply now Dedicated investment management platform for providing global investors with a gateway to invest through differentiated alternative...