Compliance Officer

22 hours ago

Singapore AETOS SUPPORT SERVICES PTE. LTD. Full time

**About the role**

As a Compliance Officer, you will be responsible for
- Ensuring the company complies with local and all internal policies and controls are adequate and adhere to the requirements set by local related regulatory.
- Coordinating staff training and competence to ensure obligations are met including drafting and issuing supplementary training materials.
- Implementing necessary administrative measures to all the compliance and back office procedures involved in new client onboarding, account opening, fund deposit and withdraw.
- Conducting internal audits and checking internet system logs. Reviewing marketing and promotional materials.
- Preparing various compliance reports including compliance meeting minutes, breach report, incident report and maintaining compliance registers.
- Constantly reviewing of company's compliance programs and developing ongoing awareness on new regulatory obligations

**Skills and experience**
- At least 3-5 years experience in a similar role in financial services industry where above functions are involved
- Degree qualification required, preferably in Finance or Law
- Understanding of the legal and regulatory environment in Singapore and relevant sections of the Corporations Act is desirable
- Capability of working under pressure and meeting deadlines
- Experience within an OTC Derivatives Issuer environment an advantage
- Fluent in English and Mandarin

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