Legal and Regulatory Compliance

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Our client, a global investment company, is seeking a Regulatory & Compliance Counsel to join their Singapore team. This is an exciting opportunity to provide strategic regulatory guidance across the firm's operations, including licensing, regulatory engagement, and transactional compliance across multiple jurisdictions.ResponsibilitiesSupport the...

Our client, a global investment company, is seeking a Regulatory & Compliance Counsel to join their Singapore team. This is an exciting opportunity to provide strategic regulatory guidance across the firm's operations, including licensing, regulatory engagement, and transactional compliance across multiple jurisdictions. Responsibilities Support the...

Our client, a global investment company, is seeking a Regulatory & Compliance Counsel to join their Singapore team. This is an exciting opportunity to provide strategic regulatory guidance across the firm’s operations, including licensing, regulatory engagement, and transactional compliance across multiple jurisdictions. **Responsibilities** - Support the...

**Overview**: **Key Responsibilities**: - **Regulatory Compliance**: - **Regulatory Gap Assessments**: Conduct and manage gap assessments for existing and new regulations to ensure the organisation’s policies are aligned with current and emerging regulatory requirements. - **Global Compliance Alignment**: Develop and localise compliance policies based on...

Legal & Compliance Manager (Based at Corporate HQ, Singapore)Overview: As the Company's primary legal counsel, the Legal & Compliance Manager will oversee all legal and regulatory matters across our global operations, including Singapore, Hong Kong, China, Vietnam, Indonesia, the United Kingdom, and the United States. Reporting directly to the Chief...

APAC Regulatory Legal Counsel page is loaded## APAC Regulatory Legal Counsellocations: Singapore, SGtime type: Full timeposted on: Posted 30+ Days Agojob requisition id: R APAC Regulatory Legal Counsel We’re looking for an experienced lawyer with exceptional credentials and experience in internet law and regulatory issues to join our Global...

The Legal team is responsible for managing the legal affairs of the company, including providing legal counsel across the organization, handling disputes, and creating and enforcing intellectual property.You will be part of a collaborative, high-integrity Legal & Compliance function that supports the organization's business operations across South Asia. The...

**About Us** Sygnum is the world’s first bank for digital assets, founded in Switzerland and Singapore, and operating globally. We make digital assets bankable, secure, and convenient, empowering our clients to invest in the digital asset economy with complete trust. Sygnum’s diverse and talented team of banking, investment and DLT (Distributed Ledger...