Investment Bank

2 weeks ago

Singapore Black Swan Group Full time

**The organisation offers you the chance to**:

- Responsible for core compliance (e.g., registrations, licensing, gifts & entertainment, employee trading monitoring and conflicts) functions.
- Assist in developing annual compliance test plan and carry out compliance risk assessment on core compliance areas.
- Keep abreast of regulatory changes affecting the business and ensure that internal compliance policies are updated/robust.
- Work closely with HQ to assist in project implementation revolving around core compliance.

**You offer**:

- Surveillance and core/central compliance experience from the investment banking industry.
- Good at building relationships and credibility; you will be dealing with both internal and external stakeholders of ranging seniority on a day-to-day basis.

EA Registration Number R1545180. Licence Number - 16S8139

**_Black Swan Group is an award-winning global corporate governance recruitment firm that launched here in Singapore in early 2014. We have developed a reputation for finding exceptional talent and matching them with exciting and unique opportunities. Initially founded in London in 2010 we now have 4 offices globally in London, Singapore, Hong Kong and New York supporting clients across the entire spectrum of financial services businesses._

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