Compliance case analyst

Roles & ResponsibilitiesDescription: As a Compliance Operations Analyst you will be responsible for: Act as first line of defense by creating and monitoring case queues to identify, triage and assess potentially high risk and priority cases which may be escalated Actively work cases and compliance operations queues in a timely manner to ensure service ...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Roles and Responsibilities: Work closely with the distribution channels and other support units to coordinate the EDD case management and ensure relevant supporting documents or alternatives evidence as obtained are acceptable within the internal framework requirements. For analysts that support the onboarding of the high net worth (“HNW”) and offshore...

Including but not limited to: Liaising with front office staff to encourage an understanding of client risk Investigate all positive alerts incl. PEP, sanctions and adverse media and following the escalation process Compliance Analyst for all Financial crime and AML related matters Producing detailed reports Contribute to the continuing development,...

Job DescriptionOur company, Link Compliance, is seeking a highly skilled Senior Quality Assurance Manager to lead our QA team in ensuring the quality of our regulatory-compliant, enterprise infrastructure for the digital capital markets.About UsWe are a leading provider of innovative solutions for the financial industry, and we are committed to delivering...

At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone. It's about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030. And to get there, we need...

Job DescriptionWe are seeking a highly motivated and detail-oriented Compliance Analyst to join our team at Scotiabank. As a Compliance Analyst, you will play a key role in ensuring the effective implementation of regional compliance plans and regulatory initiatives.About the Role:You will be part of the Compliance Asia Pacific team and will interface with...

Financial Crimes Compliance Financial Crime Compliance has primary responsibility for the execution of the firm's enterprise-wide Anti-Money Laundering, anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence and government sanctions screening, as well as surveillance and investigations...

Roles & ResponsibilitiesPosition SummaryThis is a full-time Compliance Analyst position based in Singapore. We are looking for a dynamic and self-driven professional to collaborate with our Head of Compliance and manage the entire compliance process. As a Compliance Generalist, your day-to-day responsibilities will involve conducting counterparty due...

Job DescriptionWe are seeking a highly skilled Compliance and Control Analyst to join our team as an AML Expert. This role is responsible for demonstrating subject matter expertise on transaction monitoring case investigations, regulatory suspicious transaction report filing, and other related activities.ResponsibilitiesActs as SME to senior stakeholders...

Unlock Your Potential as a CRIU Lead Analyst at CitiCiti is a global bank that empowers individuals to grow their careers and make a difference in the world. As a CRIU Lead Analyst, you will play a critical role in supporting the bank's compliance and risk management efforts. About the RoleThis is an intermediate position that requires subject matter...

Roles & ResponsibilitiesWe ,as a MAS regulated LFMC, is now seeking a full timeCompliance Analyst/Manager,who is responsible for ensuring our organisation adheres to laws and regulations. These can include MAS regulation as a LFMC,CMS requirements, the Data Protection Act (DPA), the Bribery Act, ESG policies, and other sector-specific regulations.As a...

At Newtone Consulting, we are looking for a Senior Business Analyst to lead AML-related compliance in Europe and Asia.Drive business analysis for AML compliance in EU and APAC regions.Coordinate meetings with internal/external stakeholders and document business/functional requirements.Analyze gaps between sites, propose solutions, and align business...

Job SummaryCiti is seeking a highly skilled Compliance Risk Analyst - Surveillance to join our team. As a key member of our Surveillance team, you will be responsible for designing, implementing, and overseeing surveillances to detect behaviors that may violate regulatory rules or internal policies and procedures.Key ResponsibilitiesReview and analyze...

People Profilers The following represents the key activities that the Senior Compliance Analyst will be responsible for: Provide guidance and direction around the General Data Protection Regulations (GDPR), Cyber Security Law (CSL), Data Security Law (DSL) and Personal Information Protection Law (PIPL). Provide internal consultancy to business departments...

About UsCiti is a global leader in financial services, serving more than 200 million clients in over 160 countries. Our mission is to provide innovative and personalized financial solutions that help our clients achieve their goals.Job DescriptionWe are seeking a Senior Compliance Analyst to join our team at Citi Private Bank. As a key member of our...

Job SummaryWe are seeking a highly skilled Compliance Risk Analyst Senior to join our team in Singapore. This role will be responsible for timely and accurate responses to regulatory inquiries issued by regulators across the Asia North and South clusters.About the RoleThe senior compliance risk analyst will work closely with partners across the first and...

Safety Case Documentation ResponsibilitiesWe are seeking a skilled Safety Case Engineer to organize, manage, and submit Safety Case documentation to regulatory agencies. The ideal candidate will be responsible for compiling updates required for Safety Case submission, including consolidation of technical assessments on predictive, process safety, mechanical...

Roles & ResponsibilitiesWe are hiring Compliance Analyst Job Description: Upkeep and perform periodic review of existing customers. Interact with relevant stakeholders, obtain KYC and other compliance information and documentation in accordance to AML policy. Review and evaluate recent negative news related to clients. Ensure that customers' information...

People ProfilersThe following represents the key activities that the Senior Compliance Analyst will be responsible for: Provide guidance and direction around the General Data Protection Regulations (GDPR), Cyber Security Law (CSL), Data Security Law (DSL) and Personal Information Protection Law (PIPL). Provide internal consultancy to business departments on...