Compliance Analyst

1 day ago

Singapore Endowus Full time

Compliance Analyst | Human Capital Management About Endowus is an award‐winning independent fee‐only wealth & fund platform licensed in Singapore (MAS ) and Hong Kong (SFC BQR225). Endowus is the first digital advisor in the region to span private wealth and public pension (CPF & SRS in Singapore). We proudly serve as a fund investment platform and fiduciary advisor to over 250,000 individuals, family offices, charities, endowments, and institutions. Today, we work with 80+ global leading asset managers across major asset classes – public markets, private markets, hedge funds and alternatives – and make it our job to assess and access their Best‐in‐Class funds, and advise clients on how to invest in these funds to reach their goals. Our mission is clear: help people invest better so they can live easier today, and better tomorrow. The team has deep domain knowledge in finance and technology, bringing together decades of experience from various banks and tech companies. We treasure our diversity in background and experience, and we look for people who share these beliefs in our mission. The Opportunity We are seeking a diligent and curious Compliance Analyst to join our team. This role is a fantastic opportunity to learn the fundamentals of risk management and regulatory compliance from the ground up. You will receive direct mentorship and hands‐on experience in a variety of core compliance functions, building a rock‐solid foundation for your future career. What You'll Do As a Compliance Analyst, you will be an essential member of our team, providing critical support and ensuring our day‐to‐day operations run smoothly and adhere to all regulations. Conduct Transaction Monitoring: Perform the initial review and clearing of transaction monitoring alerts to identify and escalate potentially suspicious activity. Support Compliance Testing: Assist in executing our compliance testing program, helping to review controls and document findings to ensure our framework is robust. Review Marketing Materials: Review marketing materials to ensure compliance with regulatory requirements and internal policies. Maintain Professional Standards: Help review and track Continuing Professional Development (CPD) hours for our licensed representatives to ensure they meet regulatory requirements. Assist in Client Due Diligence: Provide diligent support for the KYC (Know Your Customer) review of new and existing clients, helping to protect our platform. Be a Team Player: Respond to and assist with a variety of ad‐hoc compliance queries, working collaboratively with the team to provide timely support to the business. What You'll Bring Requirements You are a fresh graduate or have 1‐2 years of relevant internship experience . A background in Financial Institutions (FIs) with exposure to AML and transaction monitoring is highly preferred. A bachelor's degree or equivalent practical experience. Excellent written and verbal communication skills , with a knack for asking clear, clarifying questions. A meticulous, detail‐oriented approach to your work and a strong desire to learn. Nice-to-Haves Prior internship experience in the wealth management or a related financial sector. A keen interest in building a long‐term career in risk and compliance. #J-18808-Ljbffr

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