Compliance Specialist

23 hours ago

Singapore Ambition Group Singapore Full time

We are partnering with a leading financial institution to hire an AML/CFT Compliance & Risk Analyst. This is a key role responsible for ensuring strong regulatory compliance, robust risk management, and adherence to MAS regulations and internal policies. The role involves due diligence, transaction monitoring, risk assessment, and acting as a key liaison for audits and regulatory matters. Key Responsibilities AML/CFT Compliance Implement and maintain AML/CFT policies, procedures, and controls in line with MAS regulations (e.g., PSN01) and industry best practices. Conduct Customer Due Diligence (CDD), Enhanced Due Diligence (EDD), and ongoing transaction monitoring. Investigate suspicious transactions and submit STRs to the Head of Risk & Compliance. Support AML screening tools and risk-based AML methodologies. Assist the MLRO with regulatory filings, audits, and stakeholder communications. Act as liaison with regulators (MAS), auditors, and internal teams on AML/CFT queries and inspections. Risk Management Support enterprise-wide risk assessments and maintain the company's risk register. Track, elevate, and remediate risk incidents with timely reporting. Assist with Risk & Compliance projects and day-to-day operations, including updating policies and procedures. Conduct routine checks and monitoring of risk systems and responses. Regulatory Compliance Monitor MAS and other regulatory developments. Assist in analyzing regulatory changes and implementing updates. Support internal audits, regulatory inspections, and compliance reporting (e.g., MAS returns, license renewals). Assist with regulatory filings, including license applications and ad-hoc submissions. Training & Awareness Support training programs for staff on AML/CFT, risk awareness, and regulatory obligations. Requirements Diploma or Bachelor's degree in Law, Business, Finance, Risk Management, or related field. Minimum 3 years of experience in AML compliance, risk management, or regulatory compliance, preferably in a MAS-regulated financial institution. Hands‐on experience with CDD/EDD, STR reporting, transaction monitoring, and MAS regulations. Knowledge of risk assessment frameworks (e.g., ISO 31000, COSO) and auditing standards. #J-18808-Ljbffr

  • Compliance Specialist

    2 weeks ago

    Singapore Loomis, Sayles & Company, L.P. Full time

    **Function**:Legal & Compliance**Job ID #**:1203 - *** **Department**:Community Investments**Position Type**:Full-Time**Education Required**:See Job Qualifications**Location**:Singapore**Experience Required**:See Job Qualifications**Position Description** Loomis Sayles has implemented the Charles River Compliance System (“CRD”) to automate its compliance...

  • Trade Compliance Specialist

    1 week ago

    Singapore 3M Full time

    Overview Join to apply for the Trade Compliance Specialist role at 3M 3M has a long-standing reputation as a company committed to innovation. We provide the freedom to explore and encourage curiosity and creativity. We gain new insight from diverse thinking, and take risks on new ideas. Here, you can apply your talent in bold ways that matter. The Trade...

  • Compliance Specialist

    7 days ago

    Singapore Opn Full time

    At Opn, we believe the digitalization of the economy has opened up the world and offers endless opportunities to grow and make meaningful connections with one another. Opn is powered by its payment infrastructure sister company, Omise Payment Holdings, which provides one-stop online payment solutions. Opn connects people, businesses and society in...

  • Trade Compliance Specialist

    7 days ago

    Singapore UNISEARCH SERVICES PTE. LTD. Full time

    Location: East Side Working Hours: Mon-Fri A Trade Compliance Specialist is responsible for ensuring that businesses follow and maintain relevant industry and government regulations, laws, and policies. Responsible for monitoring and documenting compliance activities, advising leadership and management on compliance matters, and liaising with government...

  • Portfolio Compliance Specialist

    2 weeks ago

    Singapore SCHRODER INVESTMENT MANAGEMENT (SINGAPORE) LTD. Full time

    **Who we’re looking for** We’re looking for someone to join the APAC Portfolio Compliance Change team as a Portfolio Compliance Lead Specialist / Specialist. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure effective pre and post trade mandate restriction monitoring and...

  • Risk Compliance Specialist

    7 days ago

    Singapore SEDHA CONSULTING PTE. LTD. Full time

    **Governance, Risk and Compliance Specialist **Responsibilities**: - Develop the culture of cyber security governance and risk management across the organisation, and ensure proper accountability in the management, tracking and reporting of cyber risks. - Review and establish ICT policies and processes controls, and conduct compliance checks. - Support the...

  • Regional Commodities Compliance Specialist

    4 days ago

    Singapore The Resolute Hunter Pte Ltd Full time

    Seeking for a Regional Commodities Compliance Specialist (Generalist) with minimum 3 years of regional compliance experience especially in the Commodities Trading industry (Agriculture/ Metals/ Mining/Energy/Renewables Trading)* THE COMPANY This company is one of the highly coveted names in the Commodities Market. The company is currently seeking for an...

  • Portfolio Compliance Lead Specialist

    7 days ago

    Singapore Schroders Full time

    **Who we’re looking for** We’re looking for someone to join the APAC Portfolio Compliance Change team as a Portfolio Compliance Lead Specialist / Specialist, based in either Hong Kong or Singapore. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure effective pre and post trade...

  • Portfolio Compliance Lead Specialist

    2 days ago

    Singapore Schroders Full time

    **Who we’re looking for** We’re looking for someone to join the APAC Portfolio Compliance Change team as a Portfolio Compliance Lead Specialist / Specialist, based in either Hong Kong or Singapore. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure effective pre and post trade...

  • Compliance Specialist

    1 week ago

    Singapore BANGKOK BANK PUBLIC COMPANY LIMITED Full time

    Bangkok Bank Singapore is a full licensed bank operating in Singapore since 1957. We provide a wide range of wholesale and consumer banking and financial services to meet the diverse needs of our clients. We have an immediate vacancy for a suitably qualified individual to join us as: **COMPLIANCE SPECIALIST - Review of documentation and information received...