Senior Compliance Manager

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Overview Job Title: Senior Store Manager/Retail Manager Location: Singapore Reports to: Brand GM Company Overview We are a premium lifestyle brand with an established retail presence in Singapore and expansion plans across Southeast Asia. With two stores currently operating and a new store opening soon, we are seeking a dynamic Retail Manager who has the...

Join to apply for the Senior Compliance Manager role at Alta Exchange 19 hours ago Be among the first 25 applicants Join to apply for the Senior Compliance Manager role at Alta Exchange We’re Building the Future of Capital Markets; enabling entrepreneurship, job creation, financial inclusion, and economic resilience As Asia's largest licensed digital...

Senior Accountant / AccountantPrimary Duties and ResponsibilitiesThe Senior Accountant/Accountant's role in a private equity fund management set up encompasses the following:accounting, reporting, internal control, administration and compliance functions for the funds and related investment portfolios that the fund manages. The Employee shall undertake...

Looking for IT Project Managers to lead complex, small to medium sized IT projects. Talents should have experience leading mid-to-large scale IT projects with contract value of more than S$1 million. You’ll be working with the project team either as a Senior Project Manager OR under a Senior Project Manager working with Project...

As the Senior Manager of Legal & Compliance Department (“Department”) of Bank of China Limited Singapore Branch (“the Branch”), the incumbent will report to the General Manager of Department. Main responsibilities include supporting General Manager of Department in the following areas: 1. Monitor and supervise the Branch’s technology risk,...

Senior Compliance Manager / Head of Compliance - Financial ServicesLead the compliance function of a growing global fintech payments firm. You'll ensure regulatory adherence while embedding a strong, enterprise-wide compliance culture.Key ResponsibilitiesLead and manage all compliance activities, ensuring alignment with local regulatory obligations, internal...

Overview Our client, an APAC-focused multi-strategy hedge fund, is looking to expand their business in the Asia Pacific region. The company seeks a Senior Compliance Manager to join the team, based in Singapore. Responsibilities Develop and enhance the firm’s compliance framework, ensuring it aligns with current regulatory demands and best practices....

**Senior Manager, Compliance (Singapore)** In this role you will: - Execute all responsibilities as the Compliance Officer with responsibilities for both Convera Singapore Pte Ltd (major payment institution) and Convera Singapore Financial PTE Ltd (capital markets services licensee and exempt financial adviser) in fast growing fintech global payments...