Head of Compliance
2 days ago
Head of Compliance – Singapore Our client, a well-established capital markets firm with a strong global footprint, is seeking a highly experienced Head of Compliance to lead its Singapore-based compliance function. This is a senior leadership role requiring a deep understanding of capital markets, strong engagement with the Monetary Authority of Singapore (MAS) , and hands‐on experience across a broad range of asset classes. Key Responsibilities Serve as the primary liaison with MAS , maintaining a proactive and collaborative relationship with the regulator. Lead and manage the Compliance function for the Singapore office, ensuring full adherence to local regulatory obligations and internal policies. Develop, implement, and oversee the firm's compliance framework, monitoring systems, policies, and procedures. Provide strategic compliance advice across multi‐asset classes , including Fixed Income (FI) , Derivatives , Foreign Exchange (FX) , and other capital markets instruments. Act as the senior point of contact for internal stakeholders on all regulatory matters in Singapore. Lead regulatory change management, keeping the business informed and ready for upcoming changes in regulatory expectations. Conduct internal reviews, risk assessments, and compliance training for front office, operations, and support teams. Ensure robust surveillance and monitoring systems are in place and effective. Collaborate closely with global compliance counterparts to ensure consistency and alignment with global standards. Prepare and submit all required regulatory filings, including periodic reports to MAS. Represent the firm in external audits, inspections, and industry forums as required. Key Requirements Minimum of 10 years of experience in Compliance within capital markets, with strong exposure to MAS and the Singapore regulatory environment. Proven expertise across a range of financial instruments and asset classes including Fixed Income, Derivatives, FX, and Structured Products . Prior experience managing regulatory engagements, inspections, and audits in Singapore. Strong working knowledge of MAS regulations , including but not limited to the Securities and Futures Act (SFA), Notices, and Guidelines. Excellent interpersonal and leadership skills with the ability to influence senior stakeholders and regulators. Experience leading or building high‐performing compliance teams. Familiarity with electronic trading platforms, best execution, and surveillance tools is a strong advantage. Bachelor's degree in Law, Finance, Economics, or related discipline; professional qualifications (e.g., CAMS, ICA, CFA) are a plus. Why Join?Join a high‐performing team within a well‐capitalized and globally respected capital markets firm . Work in a strategic and visible leadership role , engaging closely with regulators and senior management. Contribute to a dynamic, multi‐asset trading environment and shape the firm's regulatory strategy in Singapore and the region. Seniority level Director Employment type Full‐time Job function Other #J-18808-Ljbffr
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Head of Compliance
2 weeks ago
Singapore EC1 Partners Full timeDirect message the job poster from EC1 Partners Connecting Top Legal, Risk & Compliance FinTech Talents Head of Compliance (Payments)Our client in the payments space is looking for a Head of Compliance in SG. Key responsibilities: Oversee all MAS regulatory obligations, licensing requirements, and submissions. Monitor and advise on regulatory developments...
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Head of Compliance
2 weeks ago
Singapore Pacific International Lines (PTE) Ltd Full timeHead of Compliance – Pacific International Lines (PTE) Ltd Join to apply for the Head of Compliance role at Pacific International Lines (PTE) Ltd. Job Summary The Head of Compliance leads the design and execution of a group-wide compliance framework that empowers business decisions and ensures adherence to international laws and regulations. This strategic...
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Head of Compliance
1 week ago
Singapore SINGAPORE E-BUSINESS PTE. LTD. Full time**SGeBIZ - Head of Compliance** **Job Description - September 2025** We are seeking an experienced and proactive Head of Compliance to lead and enhance the compliance function at SGeBIZ, a MAS-regulated Major Payments Institution. This role is pivotal in ensuring SGeBIZ’s operations comply with all relevant regulatory requirements, particularly those set...
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Head of Compliance
1 week ago
Singapore Space Executive Full timeHead of Compliance My client, a well‑established investment management firm, is seeking an experienced Head of Compliance to lead the firm’s regulatory and AML function in Singapore. This role plays a pivotal part in ensuring robust governance, regulatory adherence, and ethical business conduct across the organization’s regional operations. Key...
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Head of Compliance
1 week ago
Singapore Space Executive Full timeHead of Compliance My client, a well‐established investment management firm, is seeking an experienced Head of Compliance to lead the firm's regulatory and AML function in Singapore. This role plays a pivotal part in ensuring robust governance, regulatory adherence, and ethical business conduct across the organization's regional operations. Key...
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Head of Compliance
1 week ago
Singapore RROSE PTE. LTD. Full time**Company Description As the Head of Compliance, you will be responsible for building and leading a high-performing compliance team, developing and implementing effective compliance programs, and fostering a culture of compliance throughout the organization. **Responsibilities** - Oversee the entire compliance function, including AML/KYC, CFT, and market...
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Head of Compliance
4 days ago
Singapore The Edge Partnership Holdings, Hong Kong Limited Full timeOur client is a trading firm with an established presence in Singapore. They are currently hiring for a Head of Compliance focusing mainly on matters around ethics, integrity, financial crime and third-party compliance controls. Please email your cv directly in word format to Please note that due to the high number of applications only shortlisted candidates...
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Head of Compliance
2 days ago
Singapore The Edge Partnership Holdings, Hong Kong Limited Full timeOur client is a trading firm with an established presence in Singapore. They are currently hiring for a Head of Compliance focusing mainly on matters around ethics, integrity, financial crime and third-party compliance controls. Please email your cv directly in word format to Please note that due to the high number of applications only shortlisted candidates...
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Head of Compliance
4 days ago
Singapore ETRA Talent Full timeHead of Compliance – Singapore Our client, a well-established capital markets firm with a strong global footprint, is seeking a highly experienced Head of Compliance to lead its Singapore-based compliance function. This is a senior leadership role requiring a deep understanding of capital markets, strong engagement with the Monetary Authority of Singapore...
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Head of Compliance
1 week ago
Singapore The Edge Partnership - The Edge in Asia Full timeOur client is a trading firm with an established presence in Singapore. They are hiring for the Head of Compliance to focus on ethics, integrity, financial crime and third‑party compliance controls. Key Responsibilities Oversee the effective implementation of policies and procedures, ensuring alignment with compliance programs. Lead the compliance strategy...
