Compliance Assistant Manager
4 days ago
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment. IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds, and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments. Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology. Responsibilities Interactive Brokers is looking to hire a Compliance Manager (Core Compliance) based in Singapore for the APAC region (Singapore, Australia, and Hong Kong). The position will focus on Singapore with some regional exposure, and report to the Head of Core Compliance (APAC). The main responsibilities for this role include: Acting as the liaison person to interact with MAS and other regulatory bodies; Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance applicable to brokers in Singapore; Drafting and implementing policies and procedures to comply with MAS and exchange requirements (e.g., SGX); Preparing written responses to regulatory enquiries; Managing relevant regulatory inspection and audit reviews, including developing and implementing the relevant remedial action plans to address any findings. Required Qualifications and Skills: Must be a self-starter with strong analytical skills; Strong organizational skills with the ability to prioritize and work independently in a dynamic and fast-paced working environment; Comfort with computers and technology, and understanding of how technology is applied to business and regulatory problems; Excellent oral and written communication skills; Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment; Ability to work in a small team environment and collaboratively; Proven experience and track record at a financial services regulatory agency, exchange or licensed financial services firm; Familiarity with the Singapore regulatory requirements; A "can-do" attitude with a willingness to learn. Company Benefits & Perks Competitive Salary, annual performance-based bonus and stock grant; CPF Contributions; Excellent medical insurance, including dental, specialist and inpatient; Competitive package of Annual Leave; Daily lunch ordered in house with fully stocked kitchen; Modern offices with multi-monitor setups; Unique opportunity to gain exposure to global financial products, markets and clientele; Opportunities for career progression and job scope expansion in a global company with growing local presence; Hybrid work arrangement role permitting. Apply for this job *indicates a required field First Name *Last Name *Email *Phone *Location (City) *Resume/CV *Enter manually Accepted file types: pdf, doc, docx, txt, rtf Enter manually Accepted file types: pdf, doc, docx, txt, rtf Education Degree Select... Select... Privacy Disclosure *Statement of Acknowledgement Interactive Brokers ("IBKR") is committed to protecting the privacy of its users. 1. Aggregate Information about Visitors. We collect information on a general and aggregate basis, such as IP addresses, in order to analyse the performance of our sites. This data is used completely anonymously in order to determine the number of people who visit our sites and the most frequently used sections of our sites. This enables us to continually update and refine our sites to ensure it provides you with a successful experience. 2. Information about Users. When registering you are requested to enter certain information about yourself. This information forms the basis for any job application. 3. Your Online CV and Job Application. The details of your job application, covering letter, CV and academic results and any other information will not be viewed by anyone except IBKR and any third party service providers used by IBKR for its hiring processes. 4. Information Management. You can edit any information entered at any time before your job application is submitted. This includes contact details, email address, job application information and password. However, once a job application has been sent, that specific job application cannot be altered. You have certain rights to see and correct data held about you. Please refer to the IBKR Group Privacy Policy on our website. 5. Security. The security of our system is very important to us and we work hard on it. However, please note that no data transmission over the Internet is 100% secure. Privacy * Select... Are you a resident of the United Kingdom (UK), People's Republic of China or European Union (EU) ?Pronouns (Optional) Select... Do you now, or will you in the future, need sponsorship from an employer in order to obtain, extend or renew your authorization to work in Singapore? * Select... Are you currently subject to any employment agreement with another company that includes a non-compete, non-solicitation or related post-employment obligations? * Select... Are you currently employed? * Select... Where did you learn of this position? * Select... Please provide current/last employer name: *For fresh graduates please mention 'NA'. What is your desired base salary? *If you selected Employee Referral, College/University, or Other Please type details: Website (i.e. GitHub, WordPress)LinkedIn Profile I certify that all information I have provided in order to apply and secure employment with this employer is true, complete and correct.I understand that any information provided by me that is found to be false, incomplete or misrepresented in any aspect, will be sufficient cause to (i) eliminate me from further consideration for employment, or (ii) may result in my immediate discharge from the employer's service, whenever it is discovered. * Select... #J-18808-Ljbffr
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