Current jobs related to Analyst - Compliance - Singapore - Lighthouse Canton Pte Ltd

  • Compliance Analyst

    3 weeks ago

    Singapore AMBITION GROUP SINGAPORE PTE. LTD. Full time

    Roles & ResponsibilitiesCompliance Analyst (law firm)About the companyI am working on mandates with international law firms looking for a Compliance Assistant-Analyst to join their team in Singapore.What's in it for youHybrid working Central location Good career progression Mentorship and trainingKey responsibilitiesReviewing new work and conducting...

  • Compliance Analyst

    6 days ago

    Singapore Ably Resources Full time

    My client, a highly reputable global Oil & Gas operator are seeking an experienced Compliance Analyst with Spanish language skills to join their oil and gas trading team in Singapore. The ideal candidate should have a strong background in SOX compliance and contribute to their global regulatory compliance efforts within the energy sector. Key Requirements:...

  • Risk and Compliance Analyst

    2 days ago

    Singapore DBS Bank Limited Full time

    About the RoleWe're looking for a highly skilled professional to join our team as a Risk and Compliance Analyst. In this role, you'll use data analysis to identify trends and patterns indicating potential KYC risks, develop and implement risk mitigation strategies, and optimize KYC processes. You'll also be responsible for monitoring KYC compliance and...

  • Contractual Compliance Analyst

    3 weeks ago

    Singapore INTERNET CORPORATION FOR ASSIGNED NAMES AND NUMBERS Full time

    Roles & ResponsibilitiesPosition Summary: The Contractual Compliance Analyst's primary role is processing complaints related to the Registrar Accrediation Agreement, Registry Agreements and Consensus Policies.Key Responsibilities:Review and validate complaints, and engage with registrars/registries to ensure compliance with ICANN's policies and agreements ...

  • Contractual Compliance Analyst

    3 weeks ago

    Singapore INTERNET CORPORATION FOR ASSIGNED NAMES AND NUMBERS Full time

    Roles & ResponsibilitiesPosition Summary: The Contractual Compliance Analyst’s primary role is processing complaints related to the Registrar Accrediation Agreement, Registry Agreements and Consensus Policies.Key Responsibilities: Review and validate complaints, and engage with registrars/registries to ensure compliance with ICANN’s policies and...

  • Regional compliance analyst

    7 days ago

    Singapore Chubb Full time

    The Regional Compliance Analyst will support the regional compliance function by assisting in the implementation of compliance programs and monitoring regulatory requirements across the Asia region. This role is essential for ensuring adherence to both local and regional policies in the insurance industry, providing an opportunity to develop compliance...

  • Regional Compliance Analyst

    3 weeks ago

    Singapore CHUBB ASIA PACIFIC PTE. LTD. Full time

    Roles & ResponsibilitiesPurposeThe Regional Compliance Analyst will support the regional compliance function by assisting in the implementation of compliance programs and monitoring regulatory requirements across the Asia region. This role is essential for ensuring adherence to both local and regional policies in the insurance industry, providing an...

  • Regional Compliance Analyst

    3 weeks ago

    Singapore CHUBB ASIA PACIFIC PTE. LTD. Full time

    Roles & ResponsibilitiesPurposeThe Regional Compliance Analyst will support the regional compliance function by assisting in the implementation of compliance programs and monitoring regulatory requirements across the Asia region. This role is essential for ensuring adherence to both local and regional policies in the insurance industry, providing an...

  • Compliance Case Analyst Expert

    6 days ago

    Singapore Binance Full time

    Binance, a leading global blockchain ecosystem, is seeking a highly skilled Case Analyst to support its expansion into all global frontiers.As a key member of the compliance team, you will be responsible for handling and reviewing all forms of global law enforcement inquiries.You will perform blockchain tracing and preliminary investigations into unusual...

  • Trade Compliance Analyst

    4 weeks ago

    Singapore Solventum Full time

    Thank you for your interest in working for our Company. Recruiting the right talent is crucial to our goals. On April 1, 2024, 3M Healthcare underwent a corporate spin-off leading to the creation of a new company named Solventum. We are still in the process of updating our Careers Page and applicant documents, which currently have 3M branding. Please bear...

  • Regulatory Compliance Laboratory Analyst

    2 days ago

    Singapore Recruit Express Pte Ltd Full time

    About the RoleThis is an exciting opportunity to join our team as a Contract Lab Analyst. In this role, you will be responsible for ensuring the quality and integrity of laboratory testing and analysis.Key ResponsibilitiesTo conduct timely testing of samples from Environmental and Personnel Monitoring, Stability, Utilities, Components, Raw Materials and...

  • Compliance Analyst

    7 days ago

    Singapore Chubb Full time

    About this RoleWe are seeking a highly skilled Regional Compliance Analyst to join our team in the Asia region. As a key member of our compliance function, you will play a critical role in supporting the implementation of compliance programs and monitoring regulatory requirements.In this role, you will work closely with senior compliance officers to...

  • Compliance case analyst

    7 days ago

    Singapore Binance Full time

    Binance is a leading global blockchain ecosystem behind the world's largest cryptocurrency exchange by trading volume and registered users. We are trusted by over 250 million people in 100+ countries for our industry-leading security, user fund transparency, trading engine speed, deep liquidity, and an unmatched portfolio of digital-asset products. Binance...

  • Senior Regulatory Compliance and Data Analyst

    3 days ago

    Singapore STAMFORD AMERICAN INTERNATIONAL SCHOOL PTE. LTD. Full time

    Roles & ResponsibilitiesPosition ObjectiveThis role combines responsibilities in Regulatory Compliance and Data Support, providing an excellent opportunity for a motivated individual to develop skills in data management and regulatory practices. The Senior Regulatory Compliance and Data Analyst will assist in maintaining compliance standards while supporting...

  • Analyst - Compliance

    2 weeks ago

    Singapore LIGHTHOUSE CANTON PTE. LTD. Full time

    Roles & ResponsibilitiesJob PurposeThe incumbent in this role will be responsible for performing due diligence when on-boarding and performing periodic reviews on the Wealth Clients of Lighthouse Canton in a timely and disciplined manner.The incumbent will also assist the Chief Compliance Officer (CCO) in:Performing transaction monitoring and funds flow...

  • Compliance analyst

    7 days ago

    Singapore SHIELD Full time

    SHIELD is a device-first fraud intelligence platform that helps digital businesses worldwide eliminate fake accounts and stop all fraudulent activity. Powered by SHIELD AI, we identify the root of fraud with the global standard for device identification (SHIELD Device ID) and actionable fraud intelligence, empowering businesses to stay ahead of new and...

  • Compliance Analyst

    3 weeks ago

    Singapore KERRY CONSULTING PTE. LTD. Full time

    Roles & ResponsibilitiesKerry Consulting is working with a Tier 1 Commodities Trading firm that is looking to expand it's compliance function here in Singapore as part of their growth. This is an exciting opportunity for any compliance professional with expertise in surveillance to join them in the Singapore office. ResponsibilitiesReporting into head...

  • GCS Compliance Assurance Analyst, VP

    2 weeks ago

    Singapore STATE STREET BANK AND TRUST COMPANY Full time

    Roles & ResponsibilitiesWho we are looking forState Street seeks to recruit an GCS Compliance Assurance Analyst responsible for responding to violations or failure to comply with cyber/information security policy at State Street. This team will work with various other teams within State Street to resolve and recover from business process breaks and gaps....

  • Compliance and Integrity Expert

    6 days ago

    Singapore TikTok Full time

    Tik Tok is a company that values innovation and creativity.Job RequirementsWe are looking for a skilled Compliance and Integrity Expert to join our team. As a Compliance and Integrity Expert, you will be responsible for formulating internal compliance strategy, establishing clear policies, strengthening internal control, ensuring appropriate enforcement, and...

  • Compliance Analyst

    3 weeks ago

    Singapore RECRUIT HAUS PTE. LTD. Full time

    Roles & ResponsibilitiesJob SummaryWe are looking for a Data Engineer with strong expertise in data pipeline development, database management, and AI/ML integration. The ideal candidate has hands-on experience in big data systems, cloud infrastructure, and data-driven automation. This role involves building scalable data solutions, optimizing ETL processes,...

Analyst - Compliance

1 week ago

Singapore Lighthouse Canton Pte Ltd Full time

Job Purpose
The incumbent in this role will be responsible for performing due diligence when on-boarding and performing periodic reviews on the Wealth Clients of Lighthouse Canton in a timely and disciplined manner.
The incumbent will also assist the Chief Compliance Officer (CCO) in:
Performing transaction monitoring and funds flow analysis of the clients.
Performing periodic reviews of the firm’s vendors and service providers.
Regulatory Compliance and AML/CFT reporting.
Conducing training, providing advice and assurance to various Business Functions with regards to Compliance matters.
Individual Contributor or People Manager
Individual Contributor.
Duties and Responsibilities
(A) Compliance review for client on-boarding and periodic reviews
The incumbent performs the KYC and due diligence on the prospect that is presented to him/her for review. This would require understanding the prospect’s background, performing screenings, determining source of wealth and source of funds, risk assessment, determining the Accredited Investor (AI) status, and subsequently advising the Compliance Head if the on-boarding can be taken up.
The incumbent also performs the periodic review of the on-boarded clients which entails reviewing the client’s status, screenings, transaction monitoring, funds flow analysis and performing the risk assessment.
The incumbent would use LCPL’s technology platform to perform the compliance reviews and manage all client records.
(B) Compliance review of firm’s vendors and service providers
The incumbent will perform the compliance review of the vendors and service providers who intend to (or are currently) working with LCPL for various services.
(C) Regulatory Compliance, Policies Implementation and Reporting
The incumbent will assist the Chief Compliance Officer and his team in timely and accurate reporting to Regulators, implementing strategic plans alongside changing regulatory environment and ensuring the adequacy and efficiency of all Compliance controls / monitoring plans.
Assist and lead in development, maintenance, and implementation of all applicable Compliance requirements for Group-wide activities (statutory and regulatory), and to map such controls to appropriate regulatory notices and guidelines.
Formulate and deliver activities through Compliance Monitoring Plans to ensure alignment and Compliance with the Firm’s regulatory obligations.
Review and provide inputs on Client On-boarding, KYC/CDD process, Outsourcing Arrangements, Business Partners from an end-to-end perspective, and on an on-going basis.
Continuous monitoring of external sources (e.g., Regulatory updates, seminars, and workshops) to keep abreast of current and proposed developments and changes, and to update Senior Management and key stakeholders, as appropriate.
Assist in developing and maintaining Risk Management and Compliance Manuals, as well as Data Protection and Confidentiality requirements.
Review of existing controls and processes to identify gaps alongside changes in regulatory environment, and to propose recommended enhancements/implementation as necessary.
(D) Project Management, Trainings, and Ad-hoc Assignments
Frame and assist in Compliance, AML/CFT, and Data Protection training on an on-going basis to raise awareness and culture within the Firm.
Represent the Firm and/or Risk and Compliance function in projects or events as directed by Head, Risk and Compliance and/or Senior Management.
Collaborate with key stakeholders, business functions and auditors to drive strong Compliance culture, remediate and mitigate Risk and Compliance issues.
Assist and lead in any ad-hoc assignments or projects as directed by Head, Risk and Compliance and/or Senior Management.
Qualifications and Skills
Knowledge
Well versed in Regulatory Environment and Laws (e.g., Securities and Futures Act, MAS guidelines, DFSA rules, etc).
Experience in Regulatory Compliance and Implementation, AML/CFT, Risk Management, and/or Audit in financial services industry.
Experience in performing KYC and due diligence for client on-boardings, vendor/service provider engagements in Financial Services Industry.
Experience in process review and quality improvements.
Skills
Proactive, meticulous, and attention to details.
Ability to work independently.
Good attitude with strong organizational and time management skills.
Passionate, reliable and with high standards of integrity.
Strong analytical and problem-solving skills.
Team oriented, and ability to lead projects and assignments.
Strong communication and facilitation skills.
Ability to work/deal with regulators, internal and external stakeholders.
Process and result orientated, and ability to stay firm on Risk and Compliance decisions.
#J-18808-Ljbffr