Member Supervision Regulatory Compliance

2 weeks ago

Singapore ASIA PACIFIC EXCHANGE PTE. LTD. Full time

The candidate will support the Legal, Regulatory and Compliance Department ("LCD") and reports to the Chief Regulatory Officer. Key Duties and Responsibilities Member Supervision Lead APEX's supervision of members to ensure that they are fulfilling their obligations under the APEX Trading and Clearing Rulebooks. Review and strengthen frameworks, policies and procedures for member supervision Monitor members on their compliance with the relevant Trading and Clearing Rules, and carry out disciplinary actions if necessary. Perform relevant processes under the APEX Trading Procedures and Clearing Procedures, which include: Member admission, onboarding and resignation Review of regular financial returns and ad-hoc notifications Prepare and conduct off-site reviews and on-site inspections Regulatory Compliance Develop and strengthen the compliance culture in APEX and related entities Review and implement policies and procedures to monitor and enhance APEX's internal controls Ensure APEX's compliance with regulatory obligations under the Securities and Futures Act, and related regulations, including, but not limited to, submission of regulatory returns, assessment of potential non-compliance and breaches, and supporting departments in their compliance needs. Maintain effective communications and relationships with APEX's regulators, such as the Monetary Authority of Singapore Support other functions undertaken by LCD if necessary, including corporate secretariat. Requirements University degree in Accountancy from reputable institutions. Other relevant degrees may be considered. 3 years or more relevant working experience in a global audit firm, preferably with clients in the financial services industry. Motivated self-starter and able to produce quality work under pressure. Meticulous and detail-oriented, with ability to multi-task and manage multiple projects at once. #J-18808-Ljbffr

  • Member Supervision Regulatory Compliance

    7 days ago

    Singapore ASIA PACIFIC EXCHANGE PTE. LTD. Full time $90,000 - $120,000 per year

    The candidate will support the Legal, Regulatory and Compliance Department ("LCD") and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Member Supervisiona) Lead APEX's supervision of members to ensure that they are fulfilling their obligations under the APEX Trading and Clearing Rulebooks.b) Review and strengthen frameworks,...

  • Member Supervision

    2 weeks ago

    Singapore ASIA PACIFIC EXCHANGE PTE. LTD. Full time

    **Key Duties and Responsibilities** **1) Regulatory Compliance** - Support development and strengthening of frameworks to promote a robust compliance culture within the APEX entities - Support development and implementation of appropriate compliance policies and procedures and other governance related matters - Assist in addressing non-compliance or...

  • Regulatory Compliance Lead

    1 day ago

    Singapore YINSON RENEWABLES AS Full time

    Press Tab to Move to Skip to Content Link Legal Entity: Yinson Production Offshore Pte Ltd Job Function: Employment Type: Fixed Term Yinson is a dynamic, equal opportunity employer with great organisational culture where people are valued and empowered to deliverpowerful solutions. Job Summary Proactively manage FPSO and Project regulatory requirement...

  • Senior Regulatory Compliance Engineer

    7 days ago

    Singapore MODEC Offshore Production Systems (Singapore) Offshore Frontier Solutions Full time

    Overview Modec Offshore Production Systems (Singapore) Pte Ltd is a leading provider of solutions to the Floating Offshore Oil & Gas market for more than 50 years. Being part of Modec means being the protagonist of a challenging career and being in touch with the latest deep-water production systems, knowing that your career begins in Singapore, but your...

  • Compliance Team Member

    2 days ago

    Singapore TOSS-EX PTE. LTD. Full time

    **Compliance (Team Member) - Job Description** 1. Back-up for the Head, Compliance in his absence. 2. Perform the role of Deputy Anti-Money Laundering Compliance Officer in the latter’s absence. 3. Review and check customer due diligence measures (for both onboarding and periodic review) performed by respective business units in relation to Anti-Money...

  • Compliance Specialist, Regulatory Compliance

    2 weeks ago

    BOS Singapore OCBC Full time $90,000 - $120,000 per year

    Bank of Singapore opens doors to new opportunities.At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...

  • Regulatory Compliance Lead

    4 days ago

    Singapore Yinson Full time $120,000 - $180,000 per year

    Yinson is a dynamic, equal opportunity employer with great organisational culture where people are valued and empowered to deliver powerful solutions.Job SummaryProactively manage FPSO and Project regulatory requirement stemming from regulatory authorities, Flag State, Class, etc, from project execution phase until handed over to Operations DepartmentLead...

  • Legal and Regulatory Compliance

    2 weeks ago

    Singapore Danos Group Full time

    Danos Group SingaporePosted 3 hours ago In-Office Permanent S$5k - S$7k - T- Posted by - Tushita Kumar- RecruiterFollow - Our client is an established MAS-licensed derivatives Exchange in Singapore, looking for a proficient Legal & Compliance Specialist **Responsibilities**: - Draft, review, and negotiate legal documentation while liaising with business...

  • Director Regulatory Compliance

    2 days ago

    Singapore Oracle Full time $120,000 - $200,000 per year

    DescriptionLeads a team to manage the ongoing preparation, testing, and monitoring of compliance with information security standards and government regulations and regulatory agencies as it relates to the design, development, and deployment of products and services within host country needs.  This individual must have a security clearance of the host...

  • Regulatory Compliance Officer

    1 week ago

    Singapore KOOKMIN BANK CO., LTD. Singapore Branch Full time $90,000 - $120,000 per year

    We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key...