Associate, Compliance Assurance

2 days ago


Singapore Mizuho Full time

Overview Join to apply for the Associate, Compliance Assurance role at Mizuho . Responsibilities Design, development, delivery and execution of best-in-class Compliance Assurance program. Identify and assess key compliance risks, develop robust Compliance Assurance plan to test and monitor controls and compliance with laws, rules and regulations and policies. Perform independent quality assurance, compliance testing, monitoring, and surveillance of controls and compliance with laws, rules and regulations and policies. Identify and escalate findings for discussion and deliberation with Team Leads. Build strong and effective relationships with stakeholders. Provide support and guidance to country compliance teams. Embed Asia Pacific\'s guidelines cross all markets. Qualifications Bachelor’s degree or equivalent. At least 5-8 years’ experience in compliance, audit or other controls related function in the financial services industry. Prior experience in data analytics, with experience handling large datasets, leveraging the relevant tools for extensive investigative, analytical and interpretive work. Relevant certification in Data Analytics a plus. Good understanding of financial sector laws, rules and regulations and business processes. Knowledge and expertise in the design and implementation of compliance programmes. Highly motivated team player. Strong analytical, communication and people skills, ability to lead, influence and collaborate with people across different cultures and backgrounds. Adaptable, resilient and passionate about making a difference. Subject matter expert across key Compliance themes, experience dealing with complex issues, forward-looking, solutions-oriented, ability to be “hands-on”. If you are a compliance professional with a passion for change and transformation, a desire to join our regional Compliance team with a mandate to build for the future, and a conviction to make a difference, we encourage you to apply for this role at Mizuho



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