Regulatory Compliance Specialist

Compliance Specialist, Regulatory Compliance (Manager)Join to apply for the Compliance Specialist, Regulatory Compliance (Manager)role at

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Regulatory Compliance Specialist – NETS This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. The incumbent will act as the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization's goals....

Trust is the first of a new breed of banks in Singapore - digitally native and focused on delivering a delightful customer experience. You will work in a fast-paced and collaborative environment to solve new and interesting challenges each day. Together with our Trust team, you will help shape the future of our bank and be able to work on and solve many...

S- Posted by - Sophia Lin- Recruiter Our client, a well - established digital bank based in Singapore is looking to expand their business within the Asia Pacific region. The company is looking for a VP Regulatory Compliance specialist to join them to join them. This role is pivotal in ensuring the integrity of the company’s operations and establishing...

Bank of Singapore opens doors to new opportunities.At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive...

Proactively manage FPSO and Project regulatory requirement stemming from regulatory authorities, Flag State, Class, etc from Bidding, Project Execution phases until handing over to Operations Department. - Lead and manage acquisitions of required approvals, certificates, permits, licenses, notifications, and consents to deliver regulatory-compliant FPSO and...

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

Danos Group SingaporePosted 3 hours ago In-Office Permanent S$5k - S$7k - T- Posted by - Tushita Kumar- RecruiterFollow - Our client is an established MAS-licensed derivatives Exchange in Singapore, looking for a proficient Legal & Compliance Specialist **Responsibilities**: - Draft, review, and negotiate legal documentation while liaising with business...

Company Description Poli Medical Company Pte Ltd, founded in 1971, began as a patent medicine manufacturer specializing in chinese pharmaceuticals and health supplements. Over the years, it has expanded to offer contract manufacturing/OEM services of private label health and food/health supplements and marketing/distribution of related products. Today, Poli...