Singapore risk
22 hours ago
Job Description
We’re looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a broad range of regulatory risk and compliance related issues of the fund management business.
Key Responsibilities Include
Monitor regulatory developments and update/develop policies and procedures to ensure the company’s compliance with regulatory requirements.
Manage regulatory and internal/group reporting and relevant MAS submissions.
Set up and implement an effective compliance monitoring program.
Lead AML/KYC/CDD work, identify & escalate risks to management when necessary, produce & maintain relevant KYC/CDD records.
Get involved in product development to identify regulatory risks.
Conduct investment compliance monitoring to ensure that the mandates/funds managed by the company comply with relevant client and regulatory investment restrictions.
Review marketing materials and client correspondences for compliance with internal and regulatory requirements.
Review and approve staff trading requests in accordance with the company policy.
Review fund offering documents/fund reports for compliance with regulatory requirements.
Conduct staff training on compliance and regulatory issues/requirements. Participate in ad-hoc Group and regulatory compliance projects.
Assist Risk Committee in implementing risk management policies and procedures.
Assist in investment portfolio risk analysis and monitoring.
Assist in the Company’s external & internal audits.
Requirements
Minimal 3 years of post-qualification compliance related experience ideally from a financial institution including banks, asset managers and fund managers.
Familiar with relevant MAS guidelines for capital market intermediary.
Self-initiative and commitment; willing to take responsibility and own policies and processes.
Good communication and writing skills in English; being able to speak/read Chinese would be a plus.
Strong interpersonal skills and a good team player.
Strong analytical and evaluative skills and attention to detail.#J-18808-Ljbffr
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