Senior executive/assistant manager, investment ops and compliance risk

The Investment Operational Risk and Compliance team is part of the Risk Management Department which drives risk management agenda, ensures sound and effective risk management framework and promotes risk culture. The team oversees and conducts the operational risk management function for Income’s Investment related activities and ensures these activities...

Roles & ResponsibilitiesWe are looking for a proactive professional to join our Investment Operational & Compliance Risk team. As a member of the team, you will work closely with the Product Development and Marketing departments and be instrumental to review and launch new investment-linked funds and contribute to the top line growth of the ILP business for...

Roles & ResponsibilitiesInvestment Company of the People’s Republic of China (Singapore) Pte Ltd (中国华新投资有限公司) is a fully owned subsidiary of the People’s Bank of China, which acts as the Central Bank in the People’s Republic of China. Our Company manages a part of foreign exchange reserve within the scope authorized by the...

International Wealth Management (IWM) is the business entity of the Group that is focused on private banking business. IWM Risk Management seeks to effectively engage with all key stakeholders in the risk management process which includes Credit Risk, Portfolio Risk, Operational Risk, Risk Methodology and New Business covering the International Wealth...

About the Role:STRAITS INVESTMENT MANAGEMENT PTE. LTD. is seeking a highly skilled Compliance Risk Management Specialist to join our team. As a key member of our operations and compliance department, you will play a vital role in ensuring our business remains compliant with all relevant regulatory requirements.Job Description:Act as a liaison officer with...

Portfolio Reporting & Management Performance Monitoring: Monitoring and analysing investment performance metrics, including portfolio returns, asset allocation, risk measures, and benchmark comparisons, to evaluate the effectiveness of investment strategies. Reporting and Documentation: Generating investment operations reports, including investment...

Roles & ResponsibilitiesJob DescriptionData Collection & Analysis : Gather and maintain comprehensive financial data relevant to investment portfolios, including market trends, economic indicators and company performance metrics. Compile and analyze data to support investment decisions and strategy development.Investment Portfolio Support : Assist in the...

Business Function Risk Management Group works closely with our business partners to manage the bank's risk exposure by balancing its objective to maximise returns against an acceptable risk profile. We partner with origination teams to provide financing, investments and hedging opportunities to our customers. To manage risk effectively and run a...

Job Title: Chief Compliance Officer At Executive Access, we are seeking a highly skilled and experienced Chief Compliance Officer to join our team. As a key member of our organization, you will be responsible for managing and implementing our global compliance program, ensuring that our firm operates in accordance with all relevant laws and regulations. Key...

Roles & ResponsibilitiesJob Description:Portfolio Analytics & Management: Assist in reviewing & analysing monthly portfolio performance reports and Investor packs. Track and review performance of existing holdings against benchmarks and making adjustments to ensure alignment with investment objectives. Performance management, reporting & analytics of...

Job Description We’re looking for a Manager/AVP/VP level Risk & Compliance officer to join our fast-growing team. This would be a unique opportunity for a compliance or risk professional to work on a broad range of regulatory risk and compliance related issues of the fund management business. Key Responsibilities Include Monitor regulatory developments...

Roles & ResponsibilitiesDuties and ResponsibilitiesRisk Monitoring: Work closely with portfolio management teams to ensure portfolio risks are commensurate within portfolio objectives and aligned with fund documented risk statements. Conduct detailed analysis on portfolios to assess exposure to emerging risks.Risk Policy: Contribute to the continual...

About the RoleWe are seeking a junior investment professional with a market risk background to join our team in the Fixed Income & Multi Asset department. The successful candidate will be responsible for supporting senior in-business Risk Managers in regular portfolio reviews, stress testing, and scenario analysis.Key ResponsibilitiesSupport senior Risk...

Job SummaryWe are seeking a highly skilled Senior Risk Management Executive to join our team at SG010 Marsh Management Services Singapore Pte Ltd. This is an exciting opportunity to work in a dynamic and fast-paced environment, utilizing your expertise in risk management to drive business growth.About the RoleIn this role, you will be responsible for...

About the RoleWe are seeking a skilled and experienced Senior Investment Manager to join our team at UOB Kay Hian Private Limited. As a Senior Investment Manager, you will be responsible for developing and acquiring new clients through prospecting and leveraging on the firm's networks, platform, and services.In this role, you will provide investment advisory...

Job SummaryCiti is seeking a highly skilled Business Risk and Control Senior Officer to join our team. As a key member of our Wealth Operations Controls Team, you will be responsible for Risk and Controls for functional verticals of Lending, Onboarding, and Client Reporting Wealth Ops in Asia.Key ResponsibilitiesWork with the Wealth Ops cluster and...

Chief Compliance OfficerAt Executive Access, we are seeking a seasoned Chief Compliance Officer to lead our global compliance program. As a key member of our team, you will be responsible for ensuring that our firm operates in compliance with all relevant regulations and laws.Key Responsibilities:Develop and implement a comprehensive compliance program that...

Reporting to the CEO, the Compliance and Risk Manager supports DPH in the areas of corporate governance, Governing Council and its Executive Committee, enterprise risk and strategic planning including business continuity. Responsiblities 1. Secretariat to the Audit, Risk and Governance Committee (ARGC) in order to operate processes for governance and...

Responsibilities: We are looking for compliance personnel to assist in enhancing the compliance risk framework of the company. The candidate will help to manage and execute the compliance programs, provide policy guidance and carry out compliance training for the company's diversified investment business groups. Depending on the candidate's...

Phillip Securities is seeking a Compliance Risk Management Specialist to enhance its compliance risk framework. Job Description:Conduct reviews and monitoring/surveillance across the company’s business activities, identifying trends and areas of concern, and working with the business units to reduce any unacceptable exposures to regulatory risk;Develop...