Business Operations Auditor

5 days ago

Singapore beBeeAuditor Full time

Internal Auditor Role

Nomura is a financial services group with an integrated global network spanning over 30 countries. The company services the needs of individuals, institutions, corporates and governments through its three business divisions: Retail, Asset Management, and Wholesale (Global Markets, International Wealth Management and Investment Banking). Nomura practices disciplined entrepreneurship while building on a long tradition of serving clients with creative solutions and considered thought leadership.

Department Overview

The Internal Audit department is a key part of Nomura's corporate governance structure - the third line of defence. The department's primary objective is to review the company's control environment and report any weaknesses identified to the relevant Audit Committees and senior management.

The Asia ex-Japan (AEJ) Internal Audit team comprises 30 permanent employees of which 21 are located in Singapore, seven in Hong Kong and two in Korea, covering all Nomura's businesses in the region.

Job Responsibilities

  • Auditor will help plan and execute audits, with the potential to lead audits, through the application of the department's audit methodology while working closely with specialist auditors in IT and Data Analytics.
  • Auditor will design and execute simple data analytics for audit assignments.
  • Auditor will identify risks and control gaps, draft and report audit findings promptly to line management and suggest practical and innovative solutions.
  • Auditor will follow up audit recommendations post-audit, assess residual risk, validate remedial work performed and document issue closure.
  • Auditor will perform risk assessments of Nomura's control environment and assist in developing the annual audit plan.

Requirements

  • A strong background and experience of auditing Compliance, including Market Abuse Surveillance, Financial Crime and Conflicts Management, in the Trading or Investment Banking business of a major financial institution.
  • Must have strong audit skills and a good and demonstrable knowledge of aspects of the Wholesale business and related regulatory framework/regulations.
  • Must be able to multi-task, work independently and demonstrate a strong sense of ownership and commitment to delivery.
  • Must have strong oral and written communication skills in English, and have the confidence to deliver tough messages and have difficult conversations.
  • A degree in a related discipline or a professional accounting qualification is expected, although not essential for an otherwise outstanding candidate.
  • 8 years of audit experience is expected in the financial services sector.

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