Risk & Compliance, Specialist (AIA FA) | Singapore, SG

2 days ago

Singapore AIA Singapore Private Limited Full time

Risk & Compliance, Specialist (AIA FA) AIA Singapore Private Limited Singapore Apply now Posted 9 hours ago Permanent Competitive

Risk & Compliance, Specialist (AIA FA)

AIA Singapore Private Limited Singapore Apply now

At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone.
It's about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030.
And to get there, we need ambitious people who believe in playing an important part in shaping that future. People seeking unmatched career and personal growth opportunities, who are driven to work with, and learn from some of the most inspiring and supportive leaders in the business.
Sound like you? Then read on.
About the Role
An experienced Compliance Specialist to join our collaborative team to provide support in developing and implementing regulatory compliance policies for AIA FA
Position Objective

  • Responsible for the effective communication of market misconduct matters including timely and accurate reporting and/or escalation of such matters in accordance with relevant reporting and escalation protocols.
  • Oversee the procedures to effectively deal with representative's misconduct, from receiving allegations to planning and conducting investigations to taking remedial/recovery actions
  • Responsible for conducting investigations interviews with relevant stakeholders, obtain and assess evidence of alleged misconducts, and provides outcomes of investigations.
  • To mete out disciplinary actions in accordance with the Company's Market Conduct Standards.
  • To analyse common trends to identify high-risk representatives and sales groups and to conduct relevant portfolio reviews.
  • Develop and implement an effective education and engagement program through ongoing communication and training to embed a culture of compliance and ethics.
  • Performs other responsibilities and duties periodically assigned by supervisor.
Roles and Responsibilities
  • Bachelor's degree holder with 3 to 5 years work experience in the financial industry handling distribution sales compliance.
  • In-depth knowledge of Market conduct and/or Balanced Scorecard related regulations.
  • CMFAS 5, 9 and HI certified is a plus.
  • A highly disciplined and team player with the ability to work well with all stakeholders
  • Keen eye for detail and good command of written and spoken English with excellent interpersonal skills.
  • Ability to articulate thought processes clearly, concisely and effectively.
  • Ability to multi-task and work well in high pressure environment to meet deadlines.
  • A team-player with systematic problem-solving approach and have sense of ownership and drive.
Believe in better with AIA. If you work at AIA, you play an important part in this movement. Which is why we give you every opportunity to learn, grow and shape your career - your way
#LI-SF1
Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives.
You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.

We would like to remind you that eFinancialCareers is a job board and does not conduct hiring or ask for

  • Risk & Compliance, Specialist (AIA FA)

    2 days ago

    Singapore AIA Hong Kong and Macau Full time

    Risk & Compliance, Specialist (AIA FA) page is loaded## Risk & Compliance, Specialist (AIA FA)locations: Singapore, SG-AIA Singaporetime type: Full timeposted on: Posted Todayjob requisition id: JR-59972**At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone.***It's about finding new ways to not only better...

  • Risk & Compliance, Specialist (AIA FA)

    1 week ago

    Singapore AIA Hong Kong and Macau Full time

    Risk & Compliance, Specialist (AIA FA) page is loadedRisk & Compliance, Specialist (AIA FA) Apply locations Singapore, SG-AIA Singapore time type Full time posted on Posted 7 Days Ago job requisition id JR-59972At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone. It's about finding new ways to not only...

  • Risk & Compliance, Specialist (AIA FA)

    2 days ago

    Singapore AIA Singapore Full time

    At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone. It's about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030. And to get there, we need...

  • Risk & Compliance, Specialist (AIA, FA)

    1 week ago

    Singapore AIA SINGAPORE PRIVATE LIMITED Full time

    Job Description Summary An experienced Compliance Specialist to join our collaborative team to provide support in developing and implementing regulatory compliance policies for AIA FA Position Objective Responsible for the effective communication of market misconduct matters including timely and accurate reporting and/or escalation of such matters in...

  • Head, Compliance

    6 days ago

    Singapore AIA Full time

    FIND YOUR 'BETTER' AT AIA - We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us._ - We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can...

  • Risk & Compliance, Analyst

    2 weeks ago

    Singapore AIA SINGAPORE PRIVATE LIMITED Full time

    **WHAT YOU’LL BE DOING** - Responsible for engagement with internal and external stakeholders to deliver Compliance's initiatives. - Responsible for the development of relevant Compliance policies and procedures necessary to support the objectives and values of AIA FA and for the implementation of corporate policies and procedures to manage corporate-level...

  • Aia Fa Financial Consultants

    1 week ago

    Singapore Advisors Alliance Group ( 741479 ) Full time

    **A career in financial services can be challenging, rewarding, and personally fulfilling for the right kind of person.** If you are: - Driven - Dynamic - Discipline - Desire to more of a career and in life Drop us a note to find out more! Position: AIA FA Financial Consultants Job Description: Financial Consultants help clients with the planning of...

  • B2b / B2C Sales Consultants

    12 hours ago

    Singapore AIA FA Full time

    Company AIA FA Designation B2B / B2C Sales Consultants Date Listed 01 Oct 2024 Job Type Entry Level / Junior Executive - Full/PermFree/ProjIntern/TS Job Period Flexible Start - Flexible End Profession Professional Services Industry Insurance Location Name Singapore - Work from Home Allowance / Remuneration $2,000 - 4,000 monthly Company...

  • Compliance, Specialist

    2 weeks ago

    Singapore AIA Full time

    At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone. - It’s about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030._ - And to get there, we need...

  • Consultant, Lig Campaign Management, Aia Corporate

    2 days ago

    Singapore AIA Full time

    At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone. - It’s about finding new ways to not only better people's lives, but to better the communities and environments we live in. Encompassing our ambition of helping a billion people live Healthier, Longer, Better Lives by 2030._ - And as part of our...