
Risk & Compliance, Analyst
2 weeks ago
**WHAT YOU’LL BE DOING**
- Responsible for engagement with internal and external stakeholders to deliver Compliance's initiatives.
- Responsible for the development of relevant Compliance policies and procedures necessary to support the objectives and values of AIA FA and for the implementation of corporate policies and procedures to manage corporate-level regulatory risks.
- Responsible for the effective communication of compliance and risk matters including timely and accurate reporting and/or escalation of such matters in accordance with relevant reporting and escalation protocols.
- Collaborate closely with Sales team to ensure quality recruitment of representatives and putting in place controls and programs to monitor and ensure quality business brought in by the representatives.
- Develop or oversee development of structural approach and procedures to effectively deal with representatives/sales staff misconduct, from receiving allegations to planning and conducting investigations to taking remedial/recovery actions
- Develop and implement an effective education and engagement program through ongoing communication and training to embed a culture of compliance and ethics
**WHAT WE ARE LOOKING FOR**
- Bachelor’s degree holder or, ideally, above, in appropriate field (e.g. Accounting, Economics, Risk Management, Business Management or Law) Experience
- 2 to 3 years work experience in the financial industry handling compliance and/or controls
- In-depth understanding of the Insurance business preferred and, in lieu of insurance, financial services.
- In depth knowledge of Industry’s operations, regulations and guidelines.
- A highly disciplined and team player with the ability to work well with all stakeholders
- Good command of written and spoken English.
- Excellent interpersonal skills
- Independent and able to work under pressure.
- Must be organized, detail-oriented and analytical.
- With high level of integrity and takes ownership and accountability of results.
**ABOUT AIA**
For over a century, AIA has served the ever-changing needs of our customers across Asia-Pacific. Our Purpose to help millions of people live Healthier, Longer, Better Lives is at the heart of everything we do.
As pioneering innovators, we’re now transforming AIA to be faster, simpler and more connected to create better solutions and impactful experiences for our customers and communities. AIA encourages and enables our people to act with clarity, courage and humanity in service of our Purpose.
**JOIN US**
At AIA, we believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. Whether it’s investing better
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